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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

66 hedge funds and large institutions have $30.5M invested in Asterias Biotherapeutics Inc. Series A in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $246K | Put options by funds: $143K

64% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 11

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

0% more funds holding

Funds holding: 6666 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

25% less capital invested

Capital invested by funds: $40.6M → $30.5M (-$10.1M)

Holders
66
Holders Change
Holders Change %
0%
% of All Funds
1.64%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
18
Reduced
11
Closed
7
Calls
$246K
Puts
$143K
Net Calls
+$103K
Net Calls Change
-$118K
Name Holding Trade Value Shares
Change
Change in
Stake
NFA
26
Nationwide Fund Advisors
Ohio
$47K
AIG
27
American International Group
New York
$47K +$3.6K +926 +7%
SG Americas Securities
28
SG Americas Securities
New York
$38K +$43.7K +11,235 New
Goldman Sachs
29
Goldman Sachs
New York
$36K +$41.1K +10,581 New
New York State Common Retirement Fund
30
New York State Common Retirement Fund
New York
$33K +$4 +1 +0%
CL
31
CSS LLC
Illinois
$27K +$31.3K +8,040 New
Deutsche Bank
32
Deutsche Bank
Germany
$25K -$41.5K -10,680 -58%
Bank of America
33
Bank of America
North Carolina
$17K +$3.46K +891 +22%
Legal & General Group
34
Legal & General Group
United Kingdom
$15K +$7.53K +1,937 +80%
PA
35
Parallel Advisors
California
$11K
TRCT
36
Tower Research Capital (TRC)
New York
$11K +$10.7K +2,758 +460%
CG
37
Cutler Group
California
$10K +$11.3K +2,900 +3,452%
IA
38
IFP Advisors
Florida
$5K
Citigroup
39
Citigroup
New York
$3K -$87.9K -22,599 -97%
UBS Group
40
UBS Group
Switzerland
$3K -$11.6K -2,976 -77%
MAM
41
Meeder Asset Management
Ohio
$3K -$4.9K -1,261 -57%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$3K -$2.48K -637 -43%
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$3K
AIP
44
Ameritas Investment Partners
Nebraska
$3K +$3.17K +815 New
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$2K
US Bancorp
46
US Bancorp
Minnesota
$2K
Creative Planning
47
Creative Planning
Kansas
$2K +$78 +20 +3%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$2K +$222 +57 +8%
Manulife (Manufacturers Life Insurance)
49
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K
BNP Paribas Financial Markets
50
BNP Paribas Financial Markets
France
$139 -$1.23K -316 -89%

AST Hedge Fund Activity: Q1 2017 in Review

66 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q1 2017, worth a combined $30.5M — down 25% from $40.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new AST positions and 7 closed out — a net gain of 4 holders — while 18 added to existing stakes and 11 trimmed.

The largest buyer was BlackRock, adding an estimated $4.36M. The largest seller was Oxford Asset Management, exiting entirely with an estimated $224K sold.

  • 66 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $30.5M of Asterias Biotherapeutics Inc. Series A stock for Q1 2017, down 25% quarter-over-quarter.
  • 11 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q1 2017 and 7 closed out, a net change of +4 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q1 2017 was BlackRock, an estimated $4.36M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q1 2017 was Oxford Asset Management, an estimated $224K sold.

Based on aggregated 13F filings for Q1 2017.