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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

56 hedge funds and large institutions have $18M invested in Asterias Biotherapeutics Inc. Series A in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

9% more capital invested

Capital invested by funds: $16.5M → $18M (+$1.55M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 5856 (-2)

10% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 10

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $69K

Holders
56
Holders Change
-2
Holders Change %
-3.45%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
14
Reduced
11
Closed
10
Calls
Puts
$69K
Net Calls
-$69K
Net Calls Change
+$52K
Name Holding Trade Value Shares
Change
Change in
Stake
NFA
26
Nationwide Fund Advisors
Ohio
$26K
AIG
27
American International Group
New York
$24K -$51 -11 -0.2%
Citigroup
28
Citigroup
New York
$19K +$14.6K +3,158 +188%
BA
29
BlackRock Advisors
Delaware
$11K -$11.2K -2,433 -47%
UBS Group
30
UBS Group
Switzerland
$10K +$9.85K +2,137 +482%
BNP Paribas Financial Markets
31
BNP Paribas Financial Markets
France
$8.31K -$217 -47 -2%
TRCT
32
Tower Research Capital (TRC)
New York
$8K -$7.86K -1,705 -46%
BAMS
33
Bellevue Asset Management (Switzerland)
Switzerland
$7K
Bank of America
34
Bank of America
North Carolina
$7K +$581 +126 +7%
CG
35
Cutler Group
California
$6K +$7.68K +1,668 New
IA
36
IFP Advisors
Florida
$5K +$6.26K +1,359 New
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$3K
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$3K
US Bancorp
39
US Bancorp
Minnesota
$3K
Barclays
40
Barclays
United Kingdom
$3K +$668 +145 +18%
EDRH
41
Edmond de Rothschild Holding
Switzerland
$2K
Creative Planning
42
Creative Planning
Kansas
$2K +$1.73K +375 +177%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$1K -$3.94K -855 -80%
Wells Fargo
44
Wells Fargo
California
$1K +$9 +2 +0.9%
WP
45
WealthPLAN Partners
Nebraska
$114 +$401 +87 New
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1
AQR Capital Management
47
AQR Capital Management
Connecticut
-$194K -50,032 Closed
Goldman Sachs
48
Goldman Sachs
New York
-$108K -27,781 Closed
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
-$91K -23,524 Closed
Jane Street
50
Jane Street
New York
-$62K -16,048 Closed

AST Hedge Fund Activity: Q4 2015 in Review

56 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q4 2015, worth a combined $18M — up 9.4% from $16.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of AST and 9 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 14 added.

The largest buyer was Thrivent Financial for Lutherans, opening a new position worth an estimated $1.22M. The largest seller was Vanguard Group, cutting an estimated $200K.

  • 56 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q4 2015, down from 58 in Q3 2015.
  • Funds reported $18M of Asterias Biotherapeutics Inc. Series A stock for Q4 2015, up 9.4% quarter-over-quarter.
  • 9 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q4 2015 and 10 closed out, a net change of -1 holder.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q4 2015 was Thrivent Financial for Lutherans, an estimated $1.22M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q4 2015 was Vanguard Group, an estimated $200K sold.

Based on aggregated 13F filings for Q4 2015.