ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

55 hedge funds and large institutions have $69.1M invested in ASA Gold and Precious Metals in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
55
Holders Change
+8
Holders Change %
+17.02%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
12
Reduced
17
Closed
3
Calls
$1K
Puts
$14K
Net Calls
-$13K
Net Calls Change
-$262K

Top Buyers

1
CRC
1
Curi RMB Capital
Illinois
$2.75M
2
ICM
2
Ionic Capital Management
New York
$746K
3
WAM
3
Wolverine Asset Management
Illinois
$3.76M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$805K
5
PAG
5
Private Advisor Group
New Jersey
$450K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$29.2M
2
SI
2
SII Investments
Wisconsin
$0
3
WM
3
WS Management
Florida
$9.51M
4
UBS Group
4
UBS Group
Switzerland
$290K
5
BA
5
Bennicas & Associates
California
$754K
Name Market Value Shares Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$202K 17,828 -1,522 -8%
IWM
27
IHT Wealth Management
Illinois
$180K 15,704 -736 -4%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$139K 12,256 +12,256 New
SFA
29
Sequoia Financial Advisors
Ohio
$113K 10,000 – –
BBPWM
30
Blue Bell Private Wealth Management
Pennsylvania
$92K 8,175 -800 -9%
TRCT
31
Tower Research Capital (TRC)
New York
$81K 7,170 +3,380 +89%
First Manhattan
32
First Manhattan
New York
$74K 6,600 -1,400 -18%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$57K 5,000 – –
WCM
34
Whitener Capital Management
North Carolina
$43K 3,820 +3,820 New
CG
35
Cutler Group
California
$42K 3,753 -3,978 -51%
AG
36
Advisor Group
Arizona
$19K 1,645 -2,100 -56%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$17K 1,500 – –
CCM
38
Covington Capital Management
California
$17K 1,500 – –
RFC
39
Regions Financial Corp
Alabama
$17K 1,536 +1,536 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$11K 984 – –
Citigroup
41
Citigroup
New York
$11K 1,000 – –
TCOV
42
Trust Company of Vermont
Vermont
$10K 900 – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$9K 775 -2,495 -76%
GWM
44
Geneos Wealth Management
Colorado
$9K 800 – –
Group One Trading
45
Group One Trading
Illinois
$9K 800 +500 +167%
RE
46
RBC Europe
United Kingdom
$8.49K 750 – –
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$8K 744 – –
HNB
48
Huntington National Bank
Ohio
$7K 632 – –
WT
49
Whittier Trust
California
$7K 600 – –
VFA
50
Valeo Financial Advisors
Indiana
$6K 520 +520 New
1
2
3