ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

47 hedge funds and large institutions have $71.2M invested in ASA Gold and Precious Metals in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
47
Holders Change
+1
Holders Change %
+2.17%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
15
Closed
3
Calls
$268K
Puts
$19K
Net Calls
+$249K
Net Calls Change
+$237K

Top Buyers

1
MC
1
Matisse Capital
Oregon
$4.47M
2
UBS Group
2
UBS Group
Switzerland
$757K
3
RJA
3
Raymond James & Associates
Florida
$406K
4
Bank of America
4
Bank of America
North Carolina
$577K
5
PVWM
5
Point View Wealth Management
New Jersey
$2.24M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$32.8M
2
WAM
2
Wolverine Asset Management
Illinois
$3.32M
3
CRC
3
Curi RMB Capital
Illinois
$815K
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$284K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$230K
Name Market Value Shares Shares
Change 		Shares
Change %
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$107K 8,975 -200 -2%
First Manhattan
27
First Manhattan
New York
$95K 8,000 – –
CG
28
Cutler Group
California
$91K 7,731 -1,700 -18%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$59K 5,000 – –
TRCT
30
Tower Research Capital (TRC)
New York
$45K 3,790 +282 +8%
AG
31
Advisor Group
Arizona
$45K 3,745 +1,475 +65%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$39K 3,270 +2,867 +711%
Simplex Trading
33
Simplex Trading
Illinois
$19K 1,665 -669 -29%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$18K 1,500 – –
CCM
35
Covington Capital Management
California
$18K 1,500 +1,500 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$12K 984 – –
Citigroup
37
Citigroup
New York
$12K 1,000 +1,000 New
TCOV
38
Trust Company of Vermont
Vermont
$11K 900 – –
GWM
39
Geneos Wealth Management
Colorado
$9K 800 – –
RE
40
RBC Europe
United Kingdom
$8.91K 750 +750 New
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$8K 744 – –
HNB
42
Huntington National Bank
Ohio
$7K 632 – –
WT
43
Whittier Trust
California
$7K 600 – –
Group One Trading
44
Group One Trading
Illinois
$4K 300 +300 New
IA
45
IFP Advisors
Florida
$1K 100 – –
FWM
46
Focused Wealth Management
New York
$1K 100 – –
TC
47
TFS Capital
Pennsylvania
– – -10,126 Closed
DADC
48
D.A. Davidson & Co
Montana
– – -2,470 Closed
Creative Planning
49
Creative Planning
Kansas
– – -1,634 Closed
US Bancorp
50
US Bancorp
Minnesota
$0 21 – –
1
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