ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

49 hedge funds and large institutions have $85M invested in ASA Gold and Precious Metals in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 8 closing their positions.

Holders
49
Holders Change
-1
Holders Change %
-2%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
15
Closed
8
Calls
$20K
Puts
$10K
Net Calls
+$10K
Net Calls Change
+$14K

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$38.8M
2
COLIM
2
City of London Investment Management
United Kingdom
$5.65M
3
RA
3
Royce & Associates
New York
$13.5M
4
B
4
Baird
Wisconsin
$2.93M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.45M

Top Sellers

1
SCM
1
Summit Capital Management
Washington
$238K
2
WAM
2
Wolverine Asset Management
Illinois
$1.15M
3
TC
3
TFS Capital
Pennsylvania
$0
4
WM
4
WS Management
Florida
$9.34M
5
Bank of America
5
Bank of America
North Carolina
$74K
Name Market Value Shares Shares
Change 		Shares
Change %
Goldman Sachs
26
Goldman Sachs
New York
$152K 15,011 +15,011 New
V
27
Veritable
Delaware
$146K 14,400 – –
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$104K 10,307 – –
EAM
29
Evanson Asset Management
California
$101K 10,000 +10,000 New
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$88K 8,769 +13 +0.1%
Bank of America
31
Bank of America
North Carolina
$74K 7,342 -43,307 -86%
Group One Trading
32
Group One Trading
Illinois
$65K 6,469 +6,469 New
US Bancorp
33
US Bancorp
Minnesota
$64K 6,321 – –
Citigroup
34
Citigroup
New York
$31K 3,064 +148 +5%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$18K 1,786 -500 -22%
BNP Paribas Financial Markets
36
BNP Paribas Financial Markets
France
$16.4K 1,621 -37,450 -96%
Creative Planning
37
Creative Planning
Kansas
$15K 1,435 -500 -26%
WTB
38
Washington Trust Bank
Washington
$12K 1,235 – –
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$10K 984 +80 +9%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$10K 972 +600 +161%
KTC
41
Kistler-Tiffany Companies
Pennsylvania
$9K 900 – –
TCOV
42
Trust Company of Vermont
Vermont
$9K 900 – –
ST
43
Smithfield Trust
Pennsylvania
$8K 840 – –
FNBT
44
FineMark National Bank & Trust
Florida
$6K 600 – –
WT
45
Whittier Trust
California
$6K 600 – –
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$2K 155 -332 -68%
TRCT
47
Tower Research Capital (TRC)
New York
$2K 200 -37 -16%
AIG
48
American International Group
New York
$1.72K 170 -1,221 -88%
BRWA
49
B. Riley Wealth Advisors
Florida
$4 360 +360 New
TC
50
TFS Capital
Pennsylvania
– – -85,697 Closed
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2
3