B. Riley Wealth Advisors’s ASA Gold and Precious Metals ASA Stock Holding History

B. Riley Wealth Advisors’s Portfolio ASA Stock Details ASA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-360	Closed	-$4K	–	656
2014 Q4	$4K	Buy	+360	New	+$3.94K	﹤0.01%	3203
2014 Q3	–	Sell	-360	Closed	-$5.27K	–	732
2014 Q2	$5.27K	Buy	+360	New	+$4.92K	﹤0.01%	2022

Other funds holding ASA

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

WS Management Jacksonville, Florida $1.14B AUM 139.27% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

VDBMI

Van Den Berg Management I Austin, Texas $473M AUM 63.76% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

EIM

Essex Investment Management Boston, Massachusetts $763M AUM 108.51% 1-Year Est. Return

Bennicas & Associates Portola Valley, California $173M AUM 1.55% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

PVWM

Point View Wealth Management Summit, New Jersey $246M AUM 10.77% 1-Year Est. Return

B. Riley Wealth Advisors's ASA Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of ASA Gold and Precious Metals (ASA) in Q1 2015, closing a stake of 360 shares — an estimated $4K sold.

B. Riley Wealth Advisors first reported a position in ASA in Q2 2014 and held it in 2 quarters. The position peaked at $5.27K in Q2 2014. 41 funds tracked by Wall St. Rank hold ASA as of Q1 2015.

B. Riley Wealth Advisors reported no remaining ASA Gold and Precious Metals position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 360 ASA Gold and Precious Metals shares in Q1 2015, an estimated $4K.
B. Riley Wealth Advisors first reported a position in ASA Gold and Precious Metals in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Advisors's ASA Gold and Precious Metals position peaked at $5.27K in Q2 2014.
41 funds tracked by Wall St. Rank held ASA Gold and Precious Metals as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.