B. Riley Wealth Advisors’s ASA Gold and Precious Metals ASA Stock Holding History

B. Riley Wealth Advisors’s Portfolio ASA Stock Details ASA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-360	Closed	-$4	–	656
2014 Q4	$4	Buy	+360	New	+$3.94K	﹤0.01%	3203
2014 Q3	–	Sell	-360	Closed	-$5.27K	–	732
2014 Q2	$5.27K	Buy	+360	New	+$4.92K	﹤0.01%	2022

Other funds holding ASA

Lazard Asset Management

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

WS Management Jacksonville, Florida $1.13B AUM 53.44% 1-Year Est. Return

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Van Den Berg Management I Austin, Texas $436M AUM 40.66% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

Essex Investment Management Boston, Massachusetts $632M AUM 95.36% 1-Year Est. Return

Bennicas & Associates Portola Valley, California $173M AUM 1.55% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Point View Wealth Management Summit, New Jersey $246M AUM 10.77% 1-Year Est. Return