B. Riley Wealth Advisors’s ASA Gold and Precious Metals ASA Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q1
Sell
-360
Closed -$4 656
2014
Q4
$4 Buy
+360
New +$4 ﹤0.01% 3195
2014
Q3
Sell
-360
Closed -$5.27K 732
2014
Q2
$5.27K Buy
+360
New +$5.27K ﹤0.01% 2022