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Applied Optoelectronics

105 hedge funds and large institutions have $95.7M invested in Applied Optoelectronics in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 33 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more call options, than puts

Call options by funds: $7.77M | Put options by funds: $7.37M

0.94% more ownership

Funds ownership: 48.01%48.95% (+0.94%)

3% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 33

5% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 22

2% less funds holding

Funds holding: 107105 (-2)

22% less capital invested

Capital invested by funds: $123M → $95.7M (-$27.3M)

Holders
105
Holders Change
-2
Holders Change %
-1.87%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
32
Reduced
33
Closed
22
Calls
$7.77M
Puts
$7.37M
Net Calls
+$407K
Net Calls Change
+$3.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Arrowstreet Capital
101
Arrowstreet Capital
Massachusetts
-$4.21M -373,911 Closed
WMSA
102
Weiss Multi-Strategy Advisers
New York
-$2.25M -200,394 Closed
WVP
103
Worth Venture Partners
New Jersey
-$1.49M -132,017 Closed
Citadel Advisors
104
Citadel Advisors
Florida
-$858K -94,092 Closed
Two Sigma Investments
105
Two Sigma Investments
New York
-$556K -60,978 Closed
Two Sigma Advisers
106
Two Sigma Advisers
New York
-$641K -57,000 Closed
Axa
107
Axa
France
-$507K -45,100 Closed
BGIM
108
Brandywine Global Investment Management
Pennsylvania
-$173K -15,305 Closed
AI
109
Atom Investors
Texas
-$172K -15,286 Closed
TCM
110
Teza Capital Management
Illinois
-$153K -13,620 Closed
OR
111
Olympiad Research
Connecticut
-$129K -11,467 Closed
CGH
112
Crossmark Global Holdings
Texas
-$129K -11,440 Closed
Nomura Holdings
113
Nomura Holdings
Japan
-$113K -10,000 Closed
MIM
114
MetLife Investment Management
New Jersey
-$104K -9,252 Closed
MLICM
115
Metropolitan Life Insurance Company (MetLife)
New York
-$71K -6,312 Closed
PCM
116
Prelude Capital Management
New York
-$65K -5,785 Closed
CCM
117
Chiron Capital Management
Florida
-$19K -1,700 Closed
Fidelity Investments
118
Fidelity Investments
Massachusetts
-$5K -410 Closed
GT
119
Glenmede Trust
Pennsylvania
-$1K -131 Closed
SWM
120
Sugarloaf Wealth Management
Georgia
-$1K -124 Closed
JWM
121
Jeppson Wealth Management
California
-$1K -80 Closed
PGAM
122
Princeton Global Asset Management
New Jersey
+$228 +25 New

AAOI Hedge Fund Activity: Q4 2020 in Review

105 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2020, worth a combined $95.7M — down 22% from $123M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 21 opened new positions — a net loss of 1 holder — while 33 trimmed existing stakes and 32 added.

The largest buyer was Kovack Advisors, opening a new position worth an estimated $2.42M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $4.21M sold.

  • 105 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2020, down from 107 in Q3 2020.
  • Funds reported $95.7M of Applied Optoelectronics stock for Q4 2020, down 22% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q4 2020 and 22 closed out, a net change of -1 holder.
  • The largest Applied Optoelectronics buyer in Q4 2020 was Kovack Advisors, an estimated $2.42M added.
  • The largest Applied Optoelectronics seller in Q4 2020 was Arrowstreet Capital, an estimated $4.21M sold.

Based on aggregated 13F filings for Q4 2020.