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Applied Optoelectronics

127 hedge funds and large institutions have $133M invested in Applied Optoelectronics in 2019 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 53 increasing their positions, 27 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 27

1.71% more ownership

Funds ownership: 63.29%65% (+1.7%)

7% less funds holding

Funds holding: 137127 (-10)

13% less capital invested

Capital invested by funds: $153M → $133M (-$20.1M)

23% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 26

26% less call options, than puts

Call options by funds: $10.6M | Put options by funds: $14.3M

Holders
127
Holders Change
-10
Holders Change %
-7.3%
% of All Funds
2.76%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
53
Reduced
27
Closed
26
Calls
$10.6M
Puts
$14.3M
Net Calls
-$3.77M
Net Calls Change
+$1.45M
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
101
Tower Research Capital (TRC)
New York
$15K -$59.6K -5,574 -79%
Parallax Volatility Advisers
102
Parallax Volatility Advisers
California
$15K -$18.7K -1,746 -55%
Zurich Cantonal Bank
103
Zurich Cantonal Bank
Switzerland
$15K
PCP
104
Proficio Capital Partners
Massachusetts
$14K +$8.3K +776 +123%
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$11K +$5.6K +524 +93%
IRC
106
Investors Research Corp
Georgia
$10K
PP
107
Peconic Partners
New York
$10K
QCG
108
Quadrant Capital Group
Ohio
$8K +$8.37K +783 New
MOACM
109
Mutual of America Capital Management
New York
$7K +$1.39K +130 +24%
VCM
110
Versant Capital Management
Arizona
$7K +$2.74K +256 +58%
SWA
111
Sutton Wealth Advisors
Florida
$6.47K +$6.72K +629 New
LIA
112
LS Investment Advisors
Michigan
$6K
NFG
113
Next Financial Group
Texas
$5K +$4.91K +459 New
OIA
114
Optimum Investment Advisors
Illinois
$4K -$3.21K -300 -43%
OIA
115
OneDigital Investment Advisors
Kansas
$4K
EWM
116
Executive Wealth Management
Michigan
$4K +$4.28K +400 New
GWM
117
Geneos Wealth Management
Colorado
$2K
SIM
118
Sonora Investment Management
Arizona
$2K
AG
119
Aperio Group
California
$2K +$2.11K +197 New
Nisa Investment Advisors
120
Nisa Investment Advisors
Missouri
$1K
HGWM
121
Harvest Group Wealth Management
Massachusetts
$1K +$1.2K +112 New
TFO
122
Tarbox Family Office
California
$1K +$1.3K +122 New
Alyeska Investment Group
123
Alyeska Investment Group
Illinois
-$3.06M -251,013 Closed
BGIM
124
Brandywine Global Investment Management
Pennsylvania
-$1.84M -150,742 Closed
SIM
125
Spark Investment Management
New York
-$1.56M -127,800 Closed

AAOI Hedge Fund Activity: Q2 2019 in Review

127 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q2 2019, worth a combined $133M — down 13% from $153M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of AAOI and 20 opened new positions — a net loss of 6 holders — while 27 trimmed existing stakes and 53 added.

The largest buyer was Morgan Stanley, adding an estimated $3.99M. The largest seller was Alyeska Investment Group, exiting entirely with an estimated $3.06M sold.

  • 127 institutional investors held Applied Optoelectronics (AAOI) as of Q2 2019, down from 137 in Q1 2019.
  • Funds reported $133M of Applied Optoelectronics stock for Q2 2019, down 13% quarter-over-quarter.
  • 20 funds opened new Applied Optoelectronics positions in Q2 2019 and 26 closed out, a net change of -6 holders.
  • The largest Applied Optoelectronics buyer in Q2 2019 was Morgan Stanley, an estimated $3.99M added.
  • The largest Applied Optoelectronics seller in Q2 2019 was Alyeska Investment Group, an estimated $3.06M sold.

Based on aggregated 13F filings for Q2 2019.