Applied Optoelectronics
AAOI
82 hedge funds and large institutions have $153M invested in Applied Optoelectronics in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 27 increasing their positions, 31 reducing their positions, and 26 closing their positions.
6% more call options, than puts
Call options by funds: $1.63M | Put options by funds: $1.54M
0% more funds holding in top 10
Funds holding in top 10: 4 → 4 (0)
11% less funds holding
Funds holding: 92 → 82 (-10)
13% less repeat investments, than reductions
Existing positions increased: 27 | Existing positions reduced: 31
29% less capital invested
Capital invested by funds: $214M → $153M (-$61.5M)
35% less first-time investments, than exits
New positions opened: 17 | Existing positions closed: 26
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CCPM
Cooper Creek Partners Management
New York
|
+$6.23M |
| 2 |
RA
Royce & Associates
New York
|
+$4.96M |
| 3 |
Wellington Management Group
Boston,
Massachusetts
|
+$4.85M |
| 4 |
WA
Wasatch Advisors
Salt Lake City,
Utah
|
+$4.8M |
| 5 |
PI
Putnam Investments
Boston,
Massachusetts
|
+$3.19M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WRCM
Whale Rock Capital Management
Boston,
Massachusetts
|
-$10.9M |
| 2 |
AAP
Ardsley Advisory Partners
Stamford,
Connecticut
|
-$7.49M |
| 3 |
PIMJS
PKO Investment Management Joint-Stock
Warsaw,
Poland
|
-$4.5M |
| 4 |
EI
EAM Investors
Solana Beach,
California
|
-$2.31M |
| 5 |
PCM
Portolan Capital Management
Boston,
Massachusetts
|
-$2.12M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
Creative Planning
Overland Park,
Kansas
| – | -$18K | -1,200 | Closed |
|
|
MTIP
102
Magee Thomson Investment Partners
San Diego,
California
| – | -$5K | -306 | Closed |
|
|
BBHC
103
Brown Brothers Harriman & Co
New York
| – | -$4K | -237 | Closed |
|
|
MFS
104
MSI Financial Services
Springfield,
Massachusetts
| – | -$3K | -175 | Closed |
|
|
UMA
105
USA Mutuals Advisors
Dallas,
Texas
| – | -$2K | -110 | Closed |
|
106
Barclays
London,
United Kingdom
| – | -$1K | -68 | Closed |
|
|
RCG
107
Ruggie Capital Group
Tavares,
Florida
| – | +$23 | +2 | New |
|
AAOI Hedge Fund Activity: Q2 2016 in Review
82 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q2 2016, worth a combined $153M — down 29% from $214M a quarter earlier.
Sellers outnumbered buyers: 26 funds closed out of AAOI and 17 opened new positions — a net loss of 9 holders — while 31 trimmed existing stakes and 27 added.
The largest buyer was Cooper Creek Partners Management, opening a new position worth an estimated $6.23M. The largest seller was Whale Rock Capital Management, exiting entirely with an estimated $10.9M sold.
- 82 institutional investors held Applied Optoelectronics (AAOI) as of Q2 2016, down from 92 in Q1 2016.
- Funds reported $153M of Applied Optoelectronics stock for Q2 2016, down 29% quarter-over-quarter.
- 17 funds opened new Applied Optoelectronics positions in Q2 2016 and 26 closed out, a net change of -9 holders.
- The largest Applied Optoelectronics buyer in Q2 2016 was Cooper Creek Partners Management, an estimated $6.23M added.
- The largest Applied Optoelectronics seller in Q2 2016 was Whale Rock Capital Management, an estimated $10.9M sold.
Based on aggregated 13F filings for Q2 2016.