We are live on ! Find out more
AAOI icon

Applied Optoelectronics
AAOI

103 hedge funds and large institutions have $470M invested in Applied Optoelectronics in 2023 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 22 increasing their positions, 27 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

173% more capital invested

Capital invested by funds: $172M → $470M (+$298M)

137% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 19

54% more call options, than puts

Call options by funds: $29.6M | Put options by funds: $19.2M

34% more funds holding

Funds holding: 77 → 103 (+26)

21.45% more ownership

Funds ownership: 47% → 68.46% (+21%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

19% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 27

Holders
103
Holders Change
+26
Holders Change %
+33.77%
% of All Funds
1.5%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
45
Increased
22
Reduced
27
Closed
19
Calls
$29.6M
Puts
$19.2M
Net Calls
+$10.3M
Net Calls Change
-$1.47M

Top Buyers

Rank Fund Capital Flow
1
DCM
Driehaus Capital Management
Illinois
+$18.1M
2
Morgan Stanley
Morgan Stanley
New York
+$17.7M
3
WRCM
Whale Rock Capital Management
Massachusetts
+$13.4M
4
Goldman Sachs
Goldman Sachs
New York
+$10.8M
5
Jane Street
Jane Street
New York
+$9.76M

Top Sellers

Rank Fund Capital Flow
1
Renaissance Technologies
Renaissance Technologies
New York
-$11M
2
EI
EAM Investors
California
-$4.76M
3
Marshall Wace
Marshall Wace
United Kingdom
-$3.09M
4
Ameriprise
Ameriprise
Minnesota
-$2.8M
5
SC
Sculptor Capital
New York
-$2.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
76
Bank of New York Mellon
New York
$280K -$446K -34,110 -70%
BNP Paribas Financial Markets
77
BNP Paribas Financial Markets
France
$278K -$325K -24,844 -63%
CIP
78
Cornerstone Investment Partners
Georgia
$246K – – –
TRCT
79
Tower Research Capital (TRC)
New York
$245K +$165K +12,604 +12,604%
MTIM
80
Marathon Trading Investment Management
Pennsylvania
$213K +$144K +11,000 New
JF
81
Jump Financial
Illinois
$203K -$244K -18,700 -64%
HT
82
Headlands Technologies
Illinois
$191K +$129K +9,899 New
Wells Fargo
83
Wells Fargo
California
$189K -$52.2K -3,998 -29%
EC
84
EntryPoint Capital
New York
$59.4K +$40.2K +3,075 New
Osaic Holdings
85
Osaic Holdings
Arizona
$19.3K +$12.7K +975 +3,900%
ASN
86
Advisory Services Network
Georgia
$16.8K +$11.4K +869 New
CAS
87
Coppell Advisory Solutions
Texas
$15.6K -$24K -1,835 -69%
Fidelity Investments
88
Fidelity Investments
Massachusetts
$13.6K +$9.23K +706 New
A
89
AJOVista
Massachusetts
$8.54K +$5.78K +442 New
TAM
90
Tucker Asset Management
Colorado
$7.73K +$5.23K +400 New
AIC
91
Archer Investment Corporation
Indiana
$7.25K – – –
JP Morgan Chase
92
JP Morgan Chase
New York
$6.49K – – –
MIM
93
Macroview Investment Management
Maryland
$6.38K +$4.31K +330 New
LFG
94
Larson Financial Group
Missouri
$5.82K +$3.93K +301 New
NA
95
NewEdge Advisors
Louisiana
$5.8K – – –
SS
96
Sunbelt Securities
Texas
$4.83K – – –
Federated Hermes
97
Federated Hermes
Pennsylvania
$1.56K +$1.06K +81 New
CCMW
98
Cypress Capital Management (Wyoming)
Wyoming
$966 +$653 +50 New
Northwestern Mutual Wealth Management
99
Northwestern Mutual Wealth Management
Wisconsin
$483 – – –
PGAM
100
Princeton Global Asset Management
New Jersey
$483 – – –
1 2 3
4
5

AAOI Hedge Fund Activity: Q4 2023 in Review

103 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2023, worth a combined $470M — up 173% from $172M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new AAOI positions and 19 closed out — a net gain of 26 holders — while 22 added to existing stakes and 27 trimmed.

The largest buyer was Driehaus Capital Management, adding an estimated $18.1M. The largest seller was Renaissance Technologies, cutting an estimated $11M.

  • 103 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2023, up from 77 in Q3 2023.
  • Funds reported $470M of Applied Optoelectronics stock for Q4 2023, up 173% quarter-over-quarter.
  • 45 funds opened new Applied Optoelectronics positions in Q4 2023 and 19 closed out, a net change of +26 holders.
  • The largest Applied Optoelectronics buyer in Q4 2023 was Driehaus Capital Management, an estimated $18.1M added.
  • The largest Applied Optoelectronics seller in Q4 2023 was Renaissance Technologies, an estimated $11M sold.

Based on aggregated 13F filings for Q4 2023.