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Applied Optoelectronics

101 hedge funds and large institutions have $96.7M invested in Applied Optoelectronics in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 26 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 26

0.39% more ownership

Funds ownership: 49.21%49.6% (+0.39%)

6% less funds holding

Funds holding: 108101 (-7)

14% less capital invested

Capital invested by funds: $112M → $96.7M (-$15.2M)

35% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 17

61% less call options, than puts

Call options by funds: $1.63M | Put options by funds: $4.2M

Holders
101
Holders Change
-7
Holders Change %
-6.48%
% of All Funds
1.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
43
Reduced
26
Closed
17
Calls
$1.63M
Puts
$4.2M
Net Calls
-$2.56M
Net Calls Change
+$277K
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
76
Steward Partners Investment Advisory
New York
$29K
UAML
77
US Asset Management LLC
Pennsylvania
$26K +$26.5K +3,596 New
MOACM
78
Mutual of America Capital Management
New York
$24K -$1.36K -184 -5%
TRCT
79
Tower Research Capital (TRC)
New York
$22K +$20.6K +2,787 +1,394%
EDRH
80
Edmond de Rothschild Holding
Switzerland
$18K
AIG
81
American International Group
New York
$14K -$1.45K -196 -9%
CAPTRUST Financial Advisors
82
CAPTRUST Financial Advisors
North Carolina
$12K +$855 +116 +7%
AIC
83
Archer Investment Corporation
Indiana
$7.54K
IRC
84
Investors Research Corp
Georgia
$7K
PNC Financial Services Group
85
PNC Financial Services Group
Pennsylvania
$7K +$1.21K +164 +18%
APP
86
Alpha Paradigm Partners
Illinois
$7K +$7.03K +953 New
TRSOTSOK
87
Teachers Retirement System of the State of Kentucky
Kentucky
$6K
SWA
88
Sutton Wealth Advisors
Florida
$5.22K +$996 +135 +23%
MAM
89
Meeder Asset Management
Ohio
$4K +$3.7K +502 +1,434%
NFSG
90
Newbridge Financial Services Group
Florida
$3K +$3.32K +450 New
VCM
91
Versant Capital Management
Arizona
$2K +$1.33K +180 +217%
GWM
92
Geneos Wealth Management
Colorado
$1K
ST
93
Sageworth Trust
Pennsylvania
$1K
APA
94
American Portfolios Advisors
New York
$180
Nisa Investment Advisors
95
Nisa Investment Advisors
Missouri
$4
Millennium Management
96
Millennium Management
New York
-$2.73M -321,998 Closed
WMSA
97
Weiss Multi-Strategy Advisers
New York
-$2.58M -304,336 Closed
E
98
Ergoteles
New York
-$795K -93,900 Closed
GCP
99
GSA Capital Partners
United Kingdom
-$605K -71,472 Closed
EGM
100
Engineers Gate Manager
New York
-$406K -47,947 Closed

AAOI Hedge Fund Activity: Q3 2021 in Review

101 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2021, worth a combined $96.7M — down 14% from $112M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of AAOI and 11 opened new positions — a net loss of 6 holders — while 26 trimmed existing stakes and 43 added.

The largest buyer was Royce & Associates, adding an estimated $4.04M. The largest seller was Millennium Management, exiting entirely with an estimated $2.73M sold.

  • 101 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2021, down from 108 in Q2 2021.
  • Funds reported $96.7M of Applied Optoelectronics stock for Q3 2021, down 14% quarter-over-quarter.
  • 11 funds opened new Applied Optoelectronics positions in Q3 2021 and 17 closed out, a net change of -6 holders.
  • The largest Applied Optoelectronics buyer in Q3 2021 was Royce & Associates, an estimated $4.04M added.
  • The largest Applied Optoelectronics seller in Q3 2021 was Millennium Management, an estimated $2.73M sold.

Based on aggregated 13F filings for Q3 2021.