We are live on ! Find out more
AAOI icon

Applied Optoelectronics

105 hedge funds and large institutions have $95.7M invested in Applied Optoelectronics in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 33 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more call options, than puts

Call options by funds: $7.77M | Put options by funds: $7.37M

0.94% more ownership

Funds ownership: 48.01%48.95% (+0.94%)

3% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 33

5% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 22

2% less funds holding

Funds holding: 107105 (-2)

22% less capital invested

Capital invested by funds: $123M → $95.7M (-$27.3M)

Holders
105
Holders Change
-2
Holders Change %
-1.87%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
32
Reduced
33
Closed
22
Calls
$7.77M
Puts
$7.37M
Net Calls
+$407K
Net Calls Change
+$3.6M
Name Holding Trade Value Shares
Change
Change in
Stake
New York State Common Retirement Fund
76
New York State Common Retirement Fund
New York
$67K -$110K -12,100 -61%
MSA
77
Mason Street Advisors
Wisconsin
$67K +$191 +21 +0.3%
State of Tennessee, Department of Treasury
78
State of Tennessee, Department of Treasury
Tennessee
$61K +$5.79K +635 +10%
GGHC
79
Gilder Gagnon Howe & Co
New York
$60K -$164 -18 -0.3%
Bank of Montreal
80
Bank of Montreal
Ontario, Canada
$56K +$34.9K +3,828 +248%
BNP Paribas Financial Markets
81
BNP Paribas Financial Markets
France
$42.3K -$4.07K -446 -8%
TRCT
82
Tower Research Capital (TRC)
New York
$38K -$151K -16,506 -79%
VCG
83
Vantage Consulting Group
Virginia
$36K +$38.8K +4,259 New
SPIA
84
Steward Partners Investment Advisory
New York
$30K
FC
85
FORA Capital
Florida
$25K -$21.2K -2,326 -44%
MOACM
86
Mutual of America Capital Management
New York
$23K +$1.13K +124 +5%
AIP
87
Ameritas Investment Partners
Nebraska
$13K
PNC Financial Services Group
88
PNC Financial Services Group
Pennsylvania
$9K -$875 -96 -8%
IRC
89
Investors Research Corp
Georgia
$9K
AIC
90
Archer Investment Corporation
Indiana
$8.94K
TRSOTSOK
91
Teachers Retirement System of the State of Kentucky
Kentucky
$7K
SWA
92
Sutton Wealth Advisors
Florida
$5.04K
PHK
93
Point72 Hong Kong
Hong Kong
$5K -$1.87K -205 -27%
Nisa Investment Advisors
94
Nisa Investment Advisors
Missouri
$5K
Schroder Investment Management Group
95
Schroder Investment Management Group
United Kingdom
$5K +$5.43K +596 New
Baillie Gifford & Co
96
Baillie Gifford & Co
United Kingdom
$2K +$2.37K +260 New
GWM
97
Geneos Wealth Management
Colorado
$1K
PWPS
98
Pinnacle Wealth Planning Services
Ohio
$1K +$1.47K +161 New
APA
99
American Portfolios Advisors
New York
$213 -$182K -20,000 -100%
AIG
100
American International Group
New York
$124 -$3.16K -347 -2%

AAOI Hedge Fund Activity: Q4 2020 in Review

105 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2020, worth a combined $95.7M — down 22% from $123M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 21 opened new positions — a net loss of 1 holder — while 33 trimmed existing stakes and 32 added.

The largest buyer was Kovack Advisors, opening a new position worth an estimated $2.42M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $4.21M sold.

  • 105 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2020, down from 107 in Q3 2020.
  • Funds reported $95.7M of Applied Optoelectronics stock for Q4 2020, down 22% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q4 2020 and 22 closed out, a net change of -1 holder.
  • The largest Applied Optoelectronics buyer in Q4 2020 was Kovack Advisors, an estimated $2.42M added.
  • The largest Applied Optoelectronics seller in Q4 2020 was Arrowstreet Capital, an estimated $4.21M sold.

Based on aggregated 13F filings for Q4 2020.