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Applied Optoelectronics

88 hedge funds and large institutions have $234M invested in Applied Optoelectronics in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 36 increasing their positions, 21 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

71% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 21

37% more capital invested

Capital invested by funds: $171M → $234M (+$62.9M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

9% more funds holding

Funds holding: 8188 (+7)

44% less call options, than puts

Call options by funds: $2.35M | Put options by funds: $4.18M

Holders
88
Holders Change
+7
Holders Change %
+8.64%
% of All Funds
2.46%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
21
Increased
36
Reduced
21
Closed
12
Calls
$2.35M
Puts
$4.18M
Net Calls
-$1.83M
Net Calls Change
-$3.08M
Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
76
Legal & General Group
United Kingdom
$52K
Simplex Trading
77
Simplex Trading
Illinois
$42K -$24K -1,231 -35%
Walleye Trading
78
Walleye Trading
New York
$38K +$38.9K +1,997 New
DLHL
79
Donald L. Hagan LLC
Florida
$19K +$19.9K +1,023 New
Citigroup
80
Citigroup
New York
$8K -$18.8K -965 -68%
MTIP
81
Magee Thomson Investment Partners
California
$8K +$19 +1 +0.3%
BlackRock
82
BlackRock
New York
$7K
BBHC
83
Brown Brothers Harriman & Co
New York
$4K
Barclays
84
Barclays
United Kingdom
$2K -$3.84K -197 -69%
Bank of Montreal
85
Bank of Montreal
Ontario, Canada
$2K
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$2K +$2.4K +123 New
Manulife (Manufacturers Life Insurance)
87
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$198 +$14.9K +763 +8%
WA
88
Wasatch Advisors
Utah
-$1.56M -90,000 Closed
N
89
Nuveen
North Carolina
-$670 -38,579 Closed
AR
90
Advisory Research
Illinois
-$575K -33,100 Closed
CS
91
Credit Suisse
Switzerland
-$509K -29,332 Closed
SST
92
S Squared Technology
New York
-$272K -15,700 Closed
CSS
93
Cubist Systematic Strategies
Connecticut
-$257K -14,800 Closed
WIC
94
Woodmont Investment Counsel
Tennessee
-$174K -10,000 Closed
Fifth Third Bancorp
95
Fifth Third Bancorp
Ohio
-$42K -2,394 Closed
PG
96
PEAK6 Group
Illinois
-$9.02K -463 Closed
Invesco
97
Invesco
Georgia
-$7K -381 Closed
Bank of America
98
Bank of America
North Carolina
-$6.82K -350 -96%
TRCT
99
Tower Research Capital (TRC)
New York
-$5K -292 Closed
UMA
100
USA Mutuals Advisors
Texas
-$3K -151 Closed

AAOI Hedge Fund Activity: Q3 2015 in Review

88 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2015, worth a combined $234M — up 37% from $171M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new AAOI positions and 12 closed out — a net gain of 9 holders — while 36 added to existing stakes and 21 trimmed.

The largest buyer was Whale Rock Capital Management, opening a new position worth an estimated $15.8M. The largest seller was Wellington Management Group, cutting an estimated $6.6M.

  • 88 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2015, up from 81 in Q2 2015.
  • Funds reported $234M of Applied Optoelectronics stock for Q3 2015, up 37% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q3 2015 and 12 closed out, a net change of +9 holders.
  • The largest Applied Optoelectronics buyer in Q3 2015 was Whale Rock Capital Management, an estimated $15.8M added.
  • The largest Applied Optoelectronics seller in Q3 2015 was Wellington Management Group, an estimated $6.6M sold.

Based on aggregated 13F filings for Q3 2015.