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Applied Optoelectronics
AAOI

77 hedge funds and large institutions have $172M invested in Applied Optoelectronics in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

314% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 7

139% more capital invested

Capital invested by funds: $71.8M → $172M (+$100M)

73% more call options, than puts

Call options by funds: $27.9M | Put options by funds: $16.1M

40% more funds holding

Funds holding: 55 → 77 (+22)

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

5.73% more ownership

Funds ownership: 41.27% → 47% (+5.7%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
77
Holders Change
+22
Holders Change %
+40%
% of All Funds
1.22%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
21
Reduced
19
Closed
7
Calls
$27.9M
Puts
$16.1M
Net Calls
+$11.8M
Net Calls Change
+$9.28M

Top Buyers

Rank Fund Capital Flow
1
HRCM
Hood River Capital Management
Florida
+$16.1M
2
DCM
Driehaus Capital Management
Illinois
+$14.6M
3
Millennium Management
Millennium Management
New York
+$6.84M
4
Renaissance Technologies
Renaissance Technologies
New York
+$6.23M
5
OAM
Oberweis Asset Management
Illinois
+$4.97M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$6.38M
2
KA
Kovack Advisors
Florida
-$5.65M
3
KCM
Kennedy Capital Management
Missouri
-$4.04M
4
UBS Group
UBS Group
Switzerland
-$3.9M
5
EI
EAM Investors
California
-$3.73M
Name Holding Trade Value Shares
Change 		Change in
Stake
Squarepoint
51
Squarepoint
New York
$329K -$334K -31,523 -51%
JF
52
Jump Financial
Illinois
$320K +$310K +29,200 New
SM
53
Scoggin Management
New York
$317K +$307K +28,901 New
Goldman Sachs
54
Goldman Sachs
New York
$315K +$305K +28,725 New
SEI Investments
55
SEI Investments
Pennsylvania
$311K +$301K +28,358 New
GAM
56
Gotham Asset Management
New York
$285K +$276K +25,990 New
JFG
57
Jefferies Financial Group
New York
$233K +$225K +21,200 New
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$203K +$219K +20,600 New
Charles Schwab
59
Charles Schwab
California
$201K +$194K +18,315 New
LSA
60
Leonteq Securities AG
Switzerland
$176K -$148K -14,000 -47%
RJFSA
61
Raymond James Financial Services Advisors
Florida
$167K +$161K +15,183 New
Wells Fargo
62
Wells Fargo
California
$151K +$49.3K +4,648 +51%
CIP
63
Cornerstone Investment Partners
Georgia
$140K +$135K +12,753 New
SSA
64
Schonfeld Strategic Advisors
New York
$139K +$135K +12,700 New
CAS
65
Coppell Advisory Solutions
Texas
$43.8K +$28K +2,642 New
IRC
66
Investors Research Corp
Georgia
$11K – – –
AIC
67
Archer Investment Corporation
Indiana
$4.11K – – –
JP Morgan Chase
68
JP Morgan Chase
New York
$3.69K – – –
NA
69
NewEdge Advisors
Louisiana
$3.29K – – –
Royal Bank of Canada
70
Royal Bank of Canada
Ontario, Canada
$3K +$2.73K +257 +547%
SS
71
Sunbelt Securities
Texas
$2.74K – – –
TRCT
72
Tower Research Capital (TRC)
New York
$1.1K -$27.3K -2,577 -96%
Osaic Holdings
73
Osaic Holdings
Arizona
$274 -$562K -53,000 -100%
Northwestern Mutual Wealth Management
74
Northwestern Mutual Wealth Management
Wisconsin
$274 – – –
PGAM
75
Princeton Global Asset Management
New Jersey
$274 – – –
1 2
3
4

AAOI Hedge Fund Activity: Q3 2023 in Review

77 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2023, worth a combined $172M — up 139% from $71.8M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new AAOI positions and 7 closed out — a net gain of 22 holders — while 21 added to existing stakes and 19 trimmed.

The largest buyer was Hood River Capital Management, opening a new position worth an estimated $16.1M. The largest seller was Ameriprise, cutting an estimated $6.38M.

  • 77 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2023, up from 55 in Q2 2023.
  • Funds reported $172M of Applied Optoelectronics stock for Q3 2023, up 139% quarter-over-quarter.
  • 29 funds opened new Applied Optoelectronics positions in Q3 2023 and 7 closed out, a net change of +22 holders.
  • The largest Applied Optoelectronics buyer in Q3 2023 was Hood River Capital Management, an estimated $16.1M added.
  • The largest Applied Optoelectronics seller in Q3 2023 was Ameriprise, an estimated $6.38M sold.

Based on aggregated 13F filings for Q3 2023.