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Applied Optoelectronics
AAOI

Overview Fund Activity

76 hedge funds and large institutions have $172M invested in Applied Optoelectronics in 2023 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
76
Holders Change
+22
Holders Change %
+40.74%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
29
Increased
21
Reduced
18
Closed
7
Calls
$27.9M
Puts
$16.1M
Net Calls
+$11.8M
Net Calls Change
+$9.28M

Top Buyers

1
HRCM
1
Hood River Capital Management
Florida
$16.7M
2
DCM
2
Driehaus Capital Management
Illinois
$15.1M
3
Millennium Management
3
Millennium Management
New York
$7.64M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$9.52M
5
OAM
5
Oberweis Asset Management
Illinois
$5.14M

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$7.31M
2
KA
2
Kovack Advisors
Florida
$1.6M
3
KCM
3
Kennedy Capital Management
Missouri
$1.59M
4
UBS Group
4
UBS Group
Switzerland
$414K
5
EI
5
EAM Investors
California
$4.45M
Name Holding Trade Value Shares
Change 		Shares
Change %
Squarepoint
51
Squarepoint
New York
$329K -$346K -31,523 -51%
JF
52
Jump Financial
Illinois
$320K +$320K +29,200 New
SM
53
Scoggin Management
New York
$317K +$317K +28,901 New
Goldman Sachs
54
Goldman Sachs
New York
$315K +$315K +28,725 New
SEI Investments
55
SEI Investments
Pennsylvania
$311K +$311K +28,358 New
GAM
56
Gotham Asset Management
New York
$285K +$285K +25,990 New
JFG
57
Jefferies Financial Group
New York
$233K +$233K +21,200 New
Bank of Montreal
58
Bank of Montreal
Ontario, Canada
$203K +$203K +20,600 New
Charles Schwab
59
Charles Schwab
California
$201K +$201K +18,315 New
RJFSA
60
Raymond James Financial Services Advisors
Florida
$167K +$167K +15,183 New
Wells Fargo
61
Wells Fargo
California
$151K +$51K +4,648 +51%
CIP
62
Cornerstone Investment Partners
Georgia
$140K +$140K +12,753 New
SSA
63
Schonfeld Strategic Advisors
New York
$139K +$139K +12,700 New
CAS
64
Coppell Advisory Solutions
Texas
$43.8K +$43.8K +2,642 New
IRC
65
Investors Research Corp
Georgia
$11K – – –
AIC
66
Archer Investment Corporation
Indiana
$4.11K – – –
JPMorgan Chase & Co
67
JPMorgan Chase & Co
New York
$3.69K – – –
NA
68
NewEdge Advisors
Louisiana
$3.29K – – –
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$3K +$2.54K +257 +547%
SS
70
Sunbelt Securities
Texas
$2.74K – – –
TRCT
71
Tower Research Capital (TRC)
New York
$1.1K -$28.3K -2,577 -96%
Osaic Holdings
72
Osaic Holdings
Arizona
$274 -$581K -53,000 -100%
PGAM
73
Princeton Global Asset Management
New Jersey
$274 – – –
Northwestern Mutual Wealth Management
74
Northwestern Mutual Wealth Management
Wisconsin
$274 – – –
PNC Financial Services Group
75
PNC Financial Services Group
Pennsylvania
$220 – – –
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