Applied Optoelectronics
AAOI
52 hedge funds and large institutions have $19.4M invested in Applied Optoelectronics in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 20 reducing their positions, and 14 closing their positions.
176% more call options, than puts
Call options by funds: $94K | Put options by funds: $34K
11% more capital invested
Capital invested by funds: $17.5M → $19.4M (+$1.9M)
2.32% less ownership
Funds ownership: 32.53% → 30.21% (-2.3%)
16% less funds holding
Funds holding: 62 → 52 (-10)
40% less repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 20
57% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
+$724K |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$669K |
| 3 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$298K |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
+$87.2K |
| 5 |
GI
GAMCO Investors
Greenwich,
Connecticut
|
+$83.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MAM
Monaco Asset Management
Monaco
|
-$990K |
| 2 |
Invesco
Atlanta,
Georgia
|
-$274K |
| 3 |
Two Sigma Investments
New York
|
-$260K |
| 4 |
Two Sigma Advisers
New York
|
-$246K |
| 5 |
KA
Kovack Advisors
Ft. Lauderdale,
Florida
|
-$134K |
AAOI Hedge Fund Activity: Q1 2023 in Review
52 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2023, worth a combined $19.4M — up 11% from $17.5M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of AAOI and 6 opened new positions — a net loss of 8 holders — while 20 trimmed existing stakes and 12 added.
The largest buyer was Royce & Associates, adding an estimated $724K. The largest seller was Monaco Asset Management, exiting entirely with an estimated $990K sold.
- 52 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2023, down from 62 in Q4 2022.
- Funds reported $19.4M of Applied Optoelectronics stock for Q1 2023, up 11% quarter-over-quarter.
- 6 funds opened new Applied Optoelectronics positions in Q1 2023 and 14 closed out, a net change of -8 holders.
- The largest Applied Optoelectronics buyer in Q1 2023 was Royce & Associates, an estimated $724K added.
- The largest Applied Optoelectronics seller in Q1 2023 was Monaco Asset Management, an estimated $990K sold.
Based on aggregated 13F filings for Q1 2023.