Applied Optoelectronics
AAOI
62 hedge funds and large institutions have $25.2M invested in Applied Optoelectronics in 2022 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 22 reducing their positions, and 12 closing their positions.
72% more capital invested
Capital invested by funds: $14.7M → $25.2M (+$10.5M)
0% more first-time investments, than exits
New positions opened: 12 | Existing positions closed: 12
1.06% less ownership
Funds ownership: 34.33% → 33.27% (-1.1%)
2% less funds holding
Funds holding: 63 → 62 (-1)
36% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 22
47% less call options, than puts
Call options by funds: $545K | Put options by funds: $1.02M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$1.18M |
| 2 |
EI
EAM Investors
Solana Beach,
California
|
+$1.1M |
| 3 |
MAM
Monaco Asset Management
Monaco
|
+$834K |
| 4 |
Marshall Wace
London,
United Kingdom
|
+$572K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$273K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
D.E. Shaw & Co
New York
|
-$1.19M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$849K |
| 3 |
Millennium Management
New York
|
-$799K |
| 4 |
KA
Kovack Advisors
Ft. Lauderdale,
Florida
|
-$343K |
| 5 |
Goldman Sachs
New York
|
-$338K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIC
51
Archer Investment Corporation
Carmel,
Indiana
| $1.56K | – | – | – |
|
|
HNWAG
52
High Net Worth Advisory Group
Naples,
Florida
| $1K | – | – | – |
|
53
JP Morgan Chase
New York
| $1K | – | – | – |
|
|
APA
54
American Portfolios Advisors
Holbrook,
New York
| $68 | – | – | – |
|
55
Citadel Advisors
Miami,
Florida
| – | -$234K | -103,786 | Closed |
|
56
Tudor Investment Corp
Stamford,
Connecticut
| – | -$106K | -68,279 | Closed |
|
|
PP
57
PDT Partners
New York
| – | -$62K | -39,797 | Closed |
|
|
AWM
58
Apollon Wealth Management
Mount Pleasant,
South Carolina
| – | -$31K | -20,000 | Closed |
|
|
JWM
59
Jeppson Wealth Management
Manhattan Beach,
California
| – | -$21K | -13,495 | Closed |
|
|
TRCT
60
Tower Research Capital (TRC)
New York
| – | -$5K | -3,354 | Closed |
|
61
CAPTRUST Financial Advisors
Raleigh,
North Carolina
| – | -$2K | -1,341 | Closed |
|
|
ACM
62
Aquatic Capital Management
Chicago,
Illinois
| – | -$2K | -1,000 | Closed |
|
63
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$207 | -92 | -92% |
|
|
AIM
64
Axiom Investment Management
New York
| – | +$135 | +60 | New |
|
AAOI Hedge Fund Activity: Q3 2022 in Review
62 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2022, worth a combined $25.2M — up 72% from $14.7M a quarter earlier.
Fund positioning in AAOI was balanced in Q3 2022: 12 funds opened new positions, 12 closed out, 14 added to existing stakes and 22 trimmed.
The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $1.18M. The largest seller was D.E. Shaw & Co, cutting an estimated $1.19M.
- 62 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2022, down from 63 in Q2 2022.
- Funds reported $25.2M of Applied Optoelectronics stock for Q3 2022, up 72% quarter-over-quarter.
- 12 funds opened new Applied Optoelectronics positions in Q3 2022 and 12 closed out, a net change of 0 holders.
- The largest Applied Optoelectronics buyer in Q3 2022 was Kennedy Capital Management, an estimated $1.18M added.
- The largest Applied Optoelectronics seller in Q3 2022 was D.E. Shaw & Co, an estimated $1.19M sold.
Based on aggregated 13F filings for Q3 2022.