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Applied Optoelectronics

105 hedge funds and large institutions have $95.7M invested in Applied Optoelectronics in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 33 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more call options, than puts

Call options by funds: $7.77M | Put options by funds: $7.37M

0.94% more ownership

Funds ownership: 48.01%48.95% (+0.94%)

3% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 33

5% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 22

2% less funds holding

Funds holding: 107105 (-2)

22% less capital invested

Capital invested by funds: $123M → $95.7M (-$27.3M)

Holders
105
Holders Change
-2
Holders Change %
-1.87%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
32
Reduced
33
Closed
22
Calls
$7.77M
Puts
$7.37M
Net Calls
+$407K
Net Calls Change
+$3.6M
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
51
Parametric Portfolio Associates
Washington
$174K -$42.6K -4,670 -19%
PP
52
Paloma Partners
Connecticut
$168K +$180K +19,785 New
CG
53
Cutler Group
California
$164K +$68.2K +7,479 +63%
Thrivent Financial for Lutherans
54
Thrivent Financial for Lutherans
Minnesota
$149K +$1.12K +123 +0.7%
IFG
55
Independent Financial Group
California
$148K +$159K +17,400 New
AllianceBernstein
56
AllianceBernstein
Tennessee
$148K -$61.1K -6,700 -28%
Canada Life
57
Canada Life
Manitoba, Canada
$146K -$34.6K -3,793 -18%
TPSF
58
Texas Permanent School Fund
Texas
$144K -$23.7K -2,594 -13%
Osaic Holdings
59
Osaic Holdings
Arizona
$142K +$106K +11,575 +227%
SOADOR
60
State of Alaska Department of Revenue
Alaska
$140K -$16.1K -1,770 -10%
COPPSERS
61
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$139K +$1.07K +117 +0.7%
Manulife (Manufacturers Life Insurance)
62
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$122K +$17.6K +1,926 +15%
Millennium Management
63
Millennium Management
New York
$120K +$129K +14,145 New
RJFSA
64
Raymond James Financial Services Advisors
Florida
$118K +$126K +13,819 New
LPL Financial
65
LPL Financial
California
$113K -$9.12K -1,000 -7%
RJA
66
Raymond James & Associates
Florida
$107K -$4.18K -459 -4%
SG Americas Securities
67
SG Americas Securities
New York
$100K +$108K +11,800 New
Citigroup
68
Citigroup
New York
$97K +$29.7K +3,254 +40%
Tudor Investment Corp
69
Tudor Investment Corp
Connecticut
$96K -$99.3K -10,886 -49%
EGM
70
Engineers Gate Manager
New York
$95K -$297K -32,619 -75%
State Board of Administration of Florida Retirement System
71
State Board of Administration of Florida Retirement System
Florida
$95K
VIA
72
Vident Investment Advisory
Georgia
$86K +$92.3K +10,128 New
SC
73
Shay Capital
New York
$85K +$91.2K +10,000 New
VOYA Investment Management
74
VOYA Investment Management
Georgia
$85K +$91.4K +10,028 New
OPERF
75
Oregon Public Employees Retirement Fund
Oregon
$70K +$7.22K +792 +11%

AAOI Hedge Fund Activity: Q4 2020 in Review

105 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2020, worth a combined $95.7M — down 22% from $123M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 21 opened new positions — a net loss of 1 holder — while 33 trimmed existing stakes and 32 added.

The largest buyer was Kovack Advisors, opening a new position worth an estimated $2.42M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $4.21M sold.

  • 105 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2020, down from 107 in Q3 2020.
  • Funds reported $95.7M of Applied Optoelectronics stock for Q4 2020, down 22% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q4 2020 and 22 closed out, a net change of -1 holder.
  • The largest Applied Optoelectronics buyer in Q4 2020 was Kovack Advisors, an estimated $2.42M added.
  • The largest Applied Optoelectronics seller in Q4 2020 was Arrowstreet Capital, an estimated $4.21M sold.

Based on aggregated 13F filings for Q4 2020.