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Applied Optoelectronics

113 hedge funds and large institutions have $139M invested in Applied Optoelectronics in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 42 increasing their positions, 29 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 29

5% more capital invested

Capital invested by funds: $133M → $139M (+$6.06M)

2.94% less ownership

Funds ownership: 65%62.06% (-2.9%)

11% less funds holding

Funds holding: 127113 (-14)

64% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 22

65% less call options, than puts

Call options by funds: $7.87M | Put options by funds: $22.4M

Holders
113
Holders Change
-14
Holders Change %
-11.02%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
42
Reduced
29
Closed
22
Calls
$7.87M
Puts
$22.4M
Net Calls
-$14.5M
Net Calls Change
-$10.8M
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
51
Everence Capital Management
Indiana
$216K
Wells Fargo
52
Wells Fargo
California
$195K -$1.08M -107,671 -86%
UBS AM
53
UBS AM
Illinois
$183K +$55.9K +5,574 +52%
Comerica Bank
54
Comerica Bank
Texas
$175K +$3.79K +378 +2%
Walleye Capital
55
Walleye Capital
New York
$174K +$86.3K +8,608 +125%
Thrivent Financial for Lutherans
56
Thrivent Financial for Lutherans
Minnesota
$170K +$3.53K +352 +2%
SOADOR
57
State of Alaska Department of Revenue
Alaska
$163K +$81.7K +8,155 +127%
AIG
58
American International Group
New York
$158K -$1.49K -149 -1%
Russell Investments Group
59
Russell Investments Group
United Kingdom
$149K -$490K -48,852 -79%
HSBC Holdings
60
HSBC Holdings
United Kingdom
$148K +$132K +13,171 New
TPSF
61
Texas Permanent School Fund
Texas
$145K +$952 +95 +0.7%
Manulife (Manufacturers Life Insurance)
62
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$140K
CSS
63
Cubist Systematic Strategies
Connecticut
$136K -$82.5K -8,229 -40%
NSEDCP
64
NJ State Employees Deferred Compensation Plan
New Jersey
$135K
PI
65
PEAK6 Investments
Illinois
$129K +$115K +11,517 New
State Board of Administration of Florida Retirement System
66
State Board of Administration of Florida Retirement System
Florida
$125K
Wolverine Trading
67
Wolverine Trading
Illinois
$124K +$111K +11,121 New
AG
68
Advisor Group
Arizona
$123K +$72.8K +7,263 +195%
CG
69
Cutler Group
California
$117K +$61.1K +6,095 +140%
FCM
70
Flinton Capital Management
Pennsylvania
$116K
Royal Bank of Canada
71
Royal Bank of Canada
Ontario, Canada
$116K +$36.4K +3,631 +53%
Citigroup
72
Citigroup
New York
$100K -$42K -4,193 -32%
State of Tennessee, Department of Treasury
73
State of Tennessee, Department of Treasury
Tennessee
$96K +$6.73K +671 +9%
TAM
74
Tyers Asset Management
Texas
$95K
BNP Paribas Financial Markets
75
BNP Paribas Financial Markets
France
$91.3K -$4.26K -425 -5%

AAOI Hedge Fund Activity: Q3 2019 in Review

113 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2019, worth a combined $139M — up 4.5% from $133M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 8 opened new positions — a net loss of 14 holders — while 29 trimmed existing stakes and 42 added.

The largest buyer was G2 Investment Partners Management, opening a new position worth an estimated $1.31M. The largest seller was Deutsche Bank, cutting an estimated $2.2M.

  • 113 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2019, down from 127 in Q2 2019.
  • Funds reported $139M of Applied Optoelectronics stock for Q3 2019, up 4.5% quarter-over-quarter.
  • 8 funds opened new Applied Optoelectronics positions in Q3 2019 and 22 closed out, a net change of -14 holders.
  • The largest Applied Optoelectronics buyer in Q3 2019 was G2 Investment Partners Management, an estimated $1.31M added.
  • The largest Applied Optoelectronics seller in Q3 2019 was Deutsche Bank, an estimated $2.2M sold.

Based on aggregated 13F filings for Q3 2019.