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Applied Optoelectronics
AAOI

Overview Fund Activity

62 hedge funds and large institutions have $25.2M invested in Applied Optoelectronics in 2022 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 22 reducing their positions, and 12 closing their positions.

Holders
62
Holders Change
-1
Holders Change %
-1.59%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
14
Reduced
22
Closed
12
Calls
$545K
Puts
$1.03M
Net Calls
-$480K
Net Calls Change
-$64K

Top Buyers

1
KCM
1
Kennedy Capital Management
Missouri
$1.43M
2
EI
2
EAM Investors
California
$1.33M
3
MAM
3
Monaco Asset Management
Monaco
$1.01M
4
Marshall Wace
4
Marshall Wace
United Kingdom
$802K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$454K

Top Sellers

1
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$30K
2
Ameriprise
2
Ameriprise
Minnesota
$3.8M
3
Millennium Management
3
Millennium Management
New York
$134K
4
KA
4
Kovack Advisors
Florida
$2.59M
5
Goldman Sachs
5
Goldman Sachs
New York
$73K
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
26
Barclays
United Kingdom
$152K -$856 -315 -0.6%
Connor, Clark & Lunn Investment Management (CC&L)
27
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$152K +$152K +55,918 New
GI
28
GAMCO Investors
Connecticut
$150K +$150K +55,035 New
Millennium Management
29
Millennium Management
New York
$134K -$966K -354,535 -88%
EGM
30
Engineers Gate Manager
New York
$109K -$254K -93,622 -70%
APP
31
Alpha Paradigm Partners
Illinois
$104K +$104K +38,388 New
Franklin Resources
32
Franklin Resources
California
$103K +$6.75K +2,484 +7%
Morgan Stanley
33
Morgan Stanley
New York
$100K -$129K -47,352 -56%
GCIA
34
Gabelli & Co Investment Advisers
New York
$75K +$5.46K +2,000 +8%
Goldman Sachs
35
Goldman Sachs
New York
$73K -$406K -149,954 -85%
Charles Schwab
36
Charles Schwab
California
$60K – – –
Group One Trading
37
Group One Trading
Illinois
$59K +$14.2K +5,250 +32%
WVP
38
Worth Venture Partners
New Jersey
$54K +$54K +20,000 New
HSBC Holdings
39
HSBC Holdings
United Kingdom
$52K -$5.57K -2,004 -10%
OQS
40
Occudo Quantitative Strategies
Florida
$45K -$31.6K -11,507 -41%
Simplex Trading
41
Simplex Trading
Illinois
$41K +$41K +15,229 New
LPL Financial
42
LPL Financial
California
$39K +$109 +40 +0.3%
SFI
43
Susquehanna Fundamental Investments
Pennsylvania
$39K +$39K +14,466 New
UBS Group
44
UBS Group
Switzerland
$31K +$20.7K +7,716 +202%
D.E. Shaw & Co
45
D.E. Shaw & Co
New York
$30K -$1.45M -526,063 -98%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$29K +$3 +1 +0%
Wells Fargo
47
Wells Fargo
California
$28K +$42 +15 +0.1%
CG
48
Cutler Group
California
$16K +$260 +98 +2%
IRC
49
Investors Research Corp
Georgia
$3K – – –
Federated Hermes
50
Federated Hermes
Pennsylvania
$2K -$13 -5 -0.6%
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