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Applied Optoelectronics

62 hedge funds and large institutions have $25.2M invested in Applied Optoelectronics in 2022 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more capital invested

Capital invested by funds: $14.7M → $25.2M (+$10.5M)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

1.06% less ownership

Funds ownership: 34.33%33.27% (-1.1%)

2% less funds holding

Funds holding: 6362 (-1)

36% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 22

47% less call options, than puts

Call options by funds: $545K | Put options by funds: $1.02M

Holders
62
Holders Change
-1
Holders Change %
-1.59%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
14
Reduced
22
Closed
12
Calls
$545K
Puts
$1.02M
Net Calls
-$480K
Net Calls Change
-$64K
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
26
Barclays
United Kingdom
$152K -$710 -315 -0.6%
Connor, Clark & Lunn Investment Management (CC&L)
27
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$152K +$126K +55,918 New
GI
28
GAMCO Investors
Connecticut
$150K +$124K +55,035 New
Millennium Management
29
Millennium Management
New York
$134K -$799K -354,535 -88%
EGM
30
Engineers Gate Manager
New York
$109K -$211K -93,622 -70%
APP
31
Alpha Paradigm Partners
Illinois
$104K +$86.6K +38,388 New
Franklin Resources
32
Franklin Resources
California
$103K +$5.6K +2,484 +7%
Morgan Stanley
33
Morgan Stanley
New York
$100K -$107K -47,352 -56%
GCIA
34
Gabelli & Co Investment Advisers
New York
$75K +$4.51K +2,000 +8%
Goldman Sachs
35
Goldman Sachs
New York
$73K -$338K -149,954 -85%
Charles Schwab
36
Charles Schwab
California
$60K
Group One Trading
37
Group One Trading
Illinois
$59K +$11.8K +5,250 +32%
WVP
38
Worth Venture Partners
New Jersey
$54K +$45.1K +20,000 New
HSBC Holdings
39
HSBC Holdings
United Kingdom
$52K -$4.52K -2,004 -10%
OQS
40
Occudo Quantitative Strategies
Florida
$45K -$25.9K -11,507 -41%
Simplex Trading
41
Simplex Trading
Illinois
$41K +$34.3K +15,229 New
LPL Financial
42
LPL Financial
California
$39K +$90 +40 +0.3%
SFI
43
Susquehanna Fundamental Investments
Pennsylvania
$39K +$32.6K +14,466 New
UBS Group
44
UBS Group
Switzerland
$31K +$17.4K +7,716 +202%
D.E. Shaw & Co
45
D.E. Shaw & Co
New York
$30K -$1.19M -526,063 -98%
Bank of New York Mellon
46
Bank of New York Mellon
New York
$29K +$2 +1 +0%
Wells Fargo
47
Wells Fargo
California
$28K +$34 +15 +0.1%
CG
48
Cutler Group
California
$16K +$221 +98 +2%
IRC
49
Investors Research Corp
Georgia
$3K
Federated Hermes
50
Federated Hermes
Pennsylvania
$2K -$11 -5 -0.6%

AAOI Hedge Fund Activity: Q3 2022 in Review

62 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2022, worth a combined $25.2M — up 72% from $14.7M a quarter earlier.

Fund positioning in AAOI was balanced in Q3 2022: 12 funds opened new positions, 12 closed out, 14 added to existing stakes and 22 trimmed.

The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $1.18M. The largest seller was D.E. Shaw & Co, cutting an estimated $1.19M.

  • 62 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2022, down from 63 in Q2 2022.
  • Funds reported $25.2M of Applied Optoelectronics stock for Q3 2022, up 72% quarter-over-quarter.
  • 12 funds opened new Applied Optoelectronics positions in Q3 2022 and 12 closed out, a net change of 0 holders.
  • The largest Applied Optoelectronics buyer in Q3 2022 was Kennedy Capital Management, an estimated $1.18M added.
  • The largest Applied Optoelectronics seller in Q3 2022 was D.E. Shaw & Co, an estimated $1.19M sold.

Based on aggregated 13F filings for Q3 2022.