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Applied Optoelectronics

105 hedge funds and large institutions have $95.7M invested in Applied Optoelectronics in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 33 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more call options, than puts

Call options by funds: $7.77M | Put options by funds: $7.37M

0.94% more ownership

Funds ownership: 48.01%48.95% (+0.94%)

3% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 33

5% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 22

2% less funds holding

Funds holding: 107105 (-2)

22% less capital invested

Capital invested by funds: $123M → $95.7M (-$27.3M)

Holders
105
Holders Change
-2
Holders Change %
-1.87%
% of All Funds
1.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
32
Reduced
33
Closed
22
Calls
$7.77M
Puts
$7.37M
Net Calls
+$407K
Net Calls Change
+$3.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$513K -$5.21K -571 -0.9%
Squarepoint
27
Squarepoint
New York
$496K +$80.7K +8,853 +18%
Legal & General Group
28
Legal & General Group
United Kingdom
$495K +$4.07K +446 +0.8%
Walleye Trading
29
Walleye Trading
New York
$453K +$486K +53,290 New
CSS
30
Cubist Systematic Strategies
Connecticut
$430K +$369K +40,509 +406%
HSBC Holdings
31
HSBC Holdings
United Kingdom
$429K +$140K +15,322 +44%
Public Sector Pension Investment Board (PSP Investments)
32
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$395K
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$374K -$8.21K -900 -2%
Barclays
34
Barclays
United Kingdom
$355K -$92.1K -10,100 -19%
Ensign Peak Advisors
35
Ensign Peak Advisors
Utah
$323K
Bank of America
36
Bank of America
North Carolina
$318K -$65.3K -7,163 -16%
Jane Street
37
Jane Street
New York
$295K -$45.3K -4,963 -13%
Group One Trading
38
Group One Trading
Illinois
$282K +$129K +14,190 +75%
California State Teachers Retirement System (CalSTRS)
39
California State Teachers Retirement System (CalSTRS)
California
$279K
QI
40
QS Investors
New York
$277K
ECM
41
ExodusPoint Capital Management
New York
$236K +$253K +27,713 New
Comerica Bank
42
Comerica Bank
Texas
$229K +$3.25K +357 +2%
DTL
43
Dynamic Technology Lab
Singapore
$225K +$241K +26,468 New
Simplex Trading
44
Simplex Trading
Illinois
$224K +$77.7K +8,519 +48%
UBS Group
45
UBS Group
Switzerland
$212K +$45.7K +5,015 +25%
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$206K -$574 -63 -0.3%
New York State Teachers Retirement System (NYSTRS)
47
New York State Teachers Retirement System (NYSTRS)
New York
$199K
Prudential Financial
48
Prudential Financial
New Jersey
$195K -$8.21K -900 -4%
VFA
49
Voya Financial Advisors
Connecticut
$195K +$26.4K +2,900 +15%
Assenagon Asset Management
50
Assenagon Asset Management
Luxembourg
$194K +$208K +22,809 New

AAOI Hedge Fund Activity: Q4 2020 in Review

105 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2020, worth a combined $95.7M — down 22% from $123M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 21 opened new positions — a net loss of 1 holder — while 33 trimmed existing stakes and 32 added.

The largest buyer was Kovack Advisors, opening a new position worth an estimated $2.42M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $4.21M sold.

  • 105 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2020, down from 107 in Q3 2020.
  • Funds reported $95.7M of Applied Optoelectronics stock for Q4 2020, down 22% quarter-over-quarter.
  • 21 funds opened new Applied Optoelectronics positions in Q4 2020 and 22 closed out, a net change of -1 holder.
  • The largest Applied Optoelectronics buyer in Q4 2020 was Kovack Advisors, an estimated $2.42M added.
  • The largest Applied Optoelectronics seller in Q4 2020 was Arrowstreet Capital, an estimated $4.21M sold.

Based on aggregated 13F filings for Q4 2020.