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Applied Optoelectronics

113 hedge funds and large institutions have $139M invested in Applied Optoelectronics in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 42 increasing their positions, 29 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 29

5% more capital invested

Capital invested by funds: $133M → $139M (+$6.06M)

2.94% less ownership

Funds ownership: 65%62.06% (-2.9%)

11% less funds holding

Funds holding: 127113 (-14)

64% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 22

65% less call options, than puts

Call options by funds: $7.87M | Put options by funds: $22.4M

Holders
113
Holders Change
-14
Holders Change %
-11.02%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
42
Reduced
29
Closed
22
Calls
$7.87M
Puts
$22.4M
Net Calls
-$14.5M
Net Calls Change
-$10.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$917K -$130K -12,925 -14%
Bank of America
27
Bank of America
North Carolina
$906K +$259K +25,865 +47%
EGM
28
Engineers Gate Manager
New York
$838K +$110K +10,972 +17%
SC
29
Sculptor Capital
New York
$827K
Goldman Sachs
30
Goldman Sachs
New York
$791K +$152K +15,116 +27%
RJA
31
Raymond James & Associates
Florida
$764K +$15.4K +1,541 +2%
PPA
32
Parametric Portfolio Associates
Washington
$736K +$160K +15,965 +32%
RhumbLine Advisers
33
RhumbLine Advisers
Massachusetts
$679K +$29.6K +2,950 +5%
Public Sector Pension Investment Board (PSP Investments)
34
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$543K +$87.5K +8,724 +22%
Legal & General Group
35
Legal & General Group
United Kingdom
$520K +$15.2K +1,520 +3%
Swiss National Bank
36
Swiss National Bank
Switzerland
$394K
AWCI
37
Alpine Woods Capital Investors
New York
$343K
RJFSA
38
Raymond James Financial Services Advisors
Florida
$336K +$32.4K +3,235 +12%
Prudential Financial
39
Prudential Financial
New Jersey
$334K -$25.5K -2,540 -8%
California State Teachers Retirement System (CalSTRS)
40
California State Teachers Retirement System (CalSTRS)
California
$332K +$6.77K +675 +2%
Barclays
41
Barclays
United Kingdom
$291K -$78.6K -7,836 -23%
UBS Group
42
UBS Group
Switzerland
$286K +$42.3K +4,220 +20%
CS
43
Credit Suisse
Switzerland
$274K -$331 -33 -0.1%
New York State Teachers Retirement System (NYSTRS)
44
New York State Teachers Retirement System (NYSTRS)
New York
$274K
ASRS
45
Arizona State Retirement System
Arizona
$251K -$70.6K -7,038 -24%
AllianceBernstein
46
AllianceBernstein
Tennessee
$248K -$22.1K -2,200 -9%
LPL Financial
47
LPL Financial
California
$244K +$50.6K +5,049 +30%
APA
48
American Portfolios Advisors
New York
$225K
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$222K -$286K -28,494 -59%
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$221K

AAOI Hedge Fund Activity: Q3 2019 in Review

113 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q3 2019, worth a combined $139M — up 4.5% from $133M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AAOI and 8 opened new positions — a net loss of 14 holders — while 29 trimmed existing stakes and 42 added.

The largest buyer was G2 Investment Partners Management, opening a new position worth an estimated $1.31M. The largest seller was Deutsche Bank, cutting an estimated $2.2M.

  • 113 institutional investors held Applied Optoelectronics (AAOI) as of Q3 2019, down from 127 in Q2 2019.
  • Funds reported $139M of Applied Optoelectronics stock for Q3 2019, up 4.5% quarter-over-quarter.
  • 8 funds opened new Applied Optoelectronics positions in Q3 2019 and 22 closed out, a net change of -14 holders.
  • The largest Applied Optoelectronics buyer in Q3 2019 was G2 Investment Partners Management, an estimated $1.31M added.
  • The largest Applied Optoelectronics seller in Q3 2019 was Deutsche Bank, an estimated $2.2M sold.

Based on aggregated 13F filings for Q3 2019.