Applied Optoelectronics
AAOI
81 hedge funds and large institutions have $232M invested in Applied Optoelectronics in 2015 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 28 reducing their positions, and 20 closing their positions.
25% more funds holding in top 10
Funds holding in top 10: 4 → 5 (+1)
4% more repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 28
0% less call options, than puts
Call options by funds: $1.84M | Put options by funds: $1.85M
1% less capital invested
Capital invested by funds: $234M → $232M (-$1.17M)
8% less funds holding
Funds holding: 88 → 81 (-7)
35% less first-time investments, than exits
New positions opened: 13 | Existing positions closed: 20
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PIMJS
PKO Investment Management Joint-Stock
Warsaw,
Poland
|
+$13.2M |
| 2 |
Wellington Management Group
Boston,
Massachusetts
|
+$7.01M |
| 3 |
EA
Emerald Advisers
Leola,
Pennsylvania
|
+$5.19M |
| 4 |
PCM
Portolan Capital Management
Boston,
Massachusetts
|
+$4.97M |
| 5 |
RFC
Russell Frank Company
Seattle,
Washington
|
+$4.59M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$3.56M |
| 2 |
Fuller & Thaler Asset Management
San Mateo,
California
|
-$3.38M |
| 3 |
Lord, Abbett & Co
Jersey City,
New Jersey
|
-$3.08M |
| 4 |
GIPM
G2 Investment Partners Management
New York
|
-$2.77M |
| 5 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
-$2.28M |
AAOI Hedge Fund Activity: Q4 2015 in Review
81 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q4 2015, worth a combined $232M — down 0.5% from $234M a quarter earlier.
Sellers outnumbered buyers: 20 funds closed out of AAOI and 13 opened new positions — a net loss of 7 holders — while 28 trimmed existing stakes and 29 added.
The largest buyer was PKO Investment Management Joint-Stock, opening a new position worth an estimated $13.2M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $3.56M.
- 81 institutional investors held Applied Optoelectronics (AAOI) as of Q4 2015, down from 88 in Q3 2015.
- Funds reported $232M of Applied Optoelectronics stock for Q4 2015, down 0.5% quarter-over-quarter.
- 13 funds opened new Applied Optoelectronics positions in Q4 2015 and 20 closed out, a net change of -7 holders.
- The largest Applied Optoelectronics buyer in Q4 2015 was PKO Investment Management Joint-Stock, an estimated $13.2M added.
- The largest Applied Optoelectronics seller in Q4 2015 was Raymond James Financial Services Advisors, an estimated $3.56M sold.
Based on aggregated 13F filings for Q4 2015.