AAOI icon

Applied Optoelectronics
AAOI

Overview Fund Activity

81 hedge funds and large institutions have $178M invested in Applied Optoelectronics in 2014 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 27 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+31
Holders Change %
+62%
% of All Funds
2.34%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
38
Increased
27
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GGHC
1
Gilder Gagnon Howe & Co
New York
$18.2M
2
GIPM
2
G2 Investment Partners Management
New York
$10.8M
3
SRFM
3
Shannon River Fund Management
New York
$5.92M
4
HRCM
4
Hood River Capital Management
Florida
$5.89M
5
FAM
5
Fred Alger Management
New York
$5.85M

Top Sellers

1
EMFAT
1
Emerald Mutual Fund Advisers Trust
Pennsylvania
$7.66M
2
GP
2
Grow Partners
California
$12.7M
3
FWIA
3
Fort Washington Investment Advisors
Ohio
$0
4
GC
4
Guggenheim Capital
Illinois
$2.36M
5
FAM
5
Fortaleza Asset Management
Illinois
$641K
Name Holding Trade Value Shares
Change 		Shares
Change %
ACM
26
Afton Capital Management
North Carolina
$2.22M +$2.22M +90,000 New
GMCM
27
Gruber & McBaine Capital Management
California
$1.97M +$1.97M +80,000 New
AWCI
28
Alpine Woods Capital Investors
New York
$1.78M +$1.78M +72,156 New
WIC
29
Woodmont Investment Counsel
Tennessee
$1.48M +$1.48M +60,071 New
PCM
30
Portolan Capital Management
Massachusetts
$1.35M +$1.35M +54,683 New
Northern Trust
31
Northern Trust
Illinois
$1.28M -$137K -5,539 -10%
CCM
32
Coe Capital Management
Illinois
$1.26M +$1.26M +51,234 New
RIM
33
RS Investment Management
California
$1.23M +$1.23M +50,000 New
Nuveen Asset Management
34
Nuveen Asset Management
Illinois
$1.17M -$626K -25,373 -35%
Morgan Stanley
35
Morgan Stanley
New York
$1.16M +$408K +16,556 +55%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$1.12M +$1.12M +45,243 New
PCM
37
Palisade Capital Management
New Jersey
$1.1M +$1.1M +44,500 New
State Street
38
State Street
Massachusetts
$1.04M +$209K +8,509 +25%
PMAM
39
Picton Mahoney Asset Management
Ontario, Canada
$1.02M +$1.02M +41,200 New
RFC
40
Russell Frank Company
Washington
$878K +$878K +37,760 New
MCM
41
Munder Capital Management
Michigan
$814K +$814K +33,000 New
ICAP
42
Independence Capital Asset Partners
Colorado
$814K +$814K +33,000 New
WA
43
Wasatch Advisors
Utah
$789K -$224K -9,100 -22%
U
44
UBS
Switzerland
$695K -$54.1K -2,193 -7%
DCM
45
Dialectic Capital Management
Connecticut
$672K +$672K +27,265 New
FAM
46
Fortaleza Asset Management
Illinois
$641K -$677K -27,440 -51%
RJA
47
Raymond James & Associates
Florida
$640K +$168K +6,788 +35%
SIM
48
Spark Investment Management
New York
$551K +$551K +22,400 New
Millennium Management
49
Millennium Management
New York
$547K +$547K +22,187 New
DCM
50
Daruma Capital Management
New York
$521K +$521K +21,104 New
1
2
3 4