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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-7.78%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$604M
AUM Growth
+$33.1M
Cap. Flow
+$89.9M
Cap. Flow %
14.87%
Top 10 Hldgs %
13.78%
Holding
549
New
76
Increased
55
Reduced
49
Closed
98

Top Buys

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$12.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.62M
4
KMI icon
Kinder Morgan
KMI
+$6.54M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.53M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$11.7M
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.22M
3
BP icon
BP
BP
+$4.33M
4
CVX icon
Chevron
CVX
+$4.21M
5
STWD icon
Starwood Property Trust
STWD
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 17.95%
2 Real Estate 16.11%
3 Industrials 5.48%
4 Communication Services 4.75%
5 Technology 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSD
151
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.41M 0.23%
92,500
– –
HYF
152
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$1.38M 0.23%
860,000
– –
VR
153
DELISTED
Validus Hold Ltd
VR
$1.35M 0.22%
30,000
– –
VLT icon
154
Invesco High Income Trust II
VLT
$65.8M
$1.35M 0.22%
105,000
– –
CI icon
155
Cigna
CI
$73.3B
$1.35M 0.22%
+10,000
New +$1.45M
MINC
156
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$1.32M 0.22%
27,000
+7,000
+35% +$343K
JPI
157
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.31M 0.22%
60,000
– –
HSBC icon
158
HSBC
HSBC
$358B
$1.26M 0.21%
37,375
– –
ORI icon
159
Old Republic International
ORI
$10.3B
$1.25M 0.21%
80,000
+21,500
+37% +$344K
TLI
160
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.18M 0.2%
115,000
– –
MET icon
161
MetLife
MET
$61.4B
$1.18M 0.2%
+28,050
New +$1.31M
ISIL
162
DELISTED
Intersil Corp
ISIL
$1.17M 0.19%
100,000
– –
MRCC
163
DELISTED
Monroe Capital Corp
MRCC
$1.15M 0.19%
83,000
-100,000
-55% -$1.47M
SJNK icon
164
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$1.13M 0.19%
42,000
– –
GDF
165
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1.12M 0.18%
140,000
– –
KIO
166
KKR Income Opportunities Fund
KIO
$458M
$1.09M 0.18%
75,000
– –
FSD
167
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.05M 0.17%
74,900
– –
JNJ icon
168
Johnson & Johnson
JNJ
$629B
$1.03M 0.17%
+11,000
New +$1.06M
STWD icon
169
Starwood Property Trust
STWD
$6.09B
$1.03M 0.17%
50,000
-150,000
-75% -$3.25M
ICMB icon
170
Investcorp Credit Management BDC
ICMB
$12.3M
$1.02M 0.17%
100,700
-58,559
-37% -$686K
EHI
171
Western Asset Global High Income Fund
EHI
$177M
$987K 0.16%
110,000
– –
TY icon
172
TRI-Continental Corp
TY
$1.91B
$980K 0.16%
50,239
-50,000
-50% -$1.03M
EFF
173
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$977K 0.16%
66,500
+10,000
+18% +$156K
AMTG
174
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$975K 0.16%
77,000
-12,500
-14% -$177K
ERC
175
Allspring Multi-Sector Income Fund
ERC
$261M
$942K 0.16%
83,000
– –
5 6
7
8 9

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Yorktown Management & Research Company's Q3 2015 Portfolio in Review

As of Q3 2015, Yorktown Management & Research Company held 549 positions worth $604M, up 5.8% from $571M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Yorktown Management & Research Company deployed $89.9M of net new capital in Q3 2015, opening 76 new positions and adding to 55 existing holdings. Its largest new stake was Annaly Capital Management: 312,500 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 27% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Chevron, an estimated $4.21M trimmed.

  • Yorktown Management & Research Company's largest Q3 2015 buy was Annaly Capital Management: 312,500 shares worth $12.3M.
  • Yorktown Management & Research Company added most to Vanguard FTSE Europe ETF in Q3 2015, an estimated $6.62M increase.
  • Yorktown Management & Research Company's biggest Q3 2015 reduction was Chevron, cutting an estimated $4.21M.
  • Yorktown Management & Research Company fully exited MidCap Financial Investment in Q3 2015, selling an estimated $11.7M.
  • Yorktown Management & Research Company's ten largest holdings make up 14% of its $604M portfolio in Q3 2015.
  • Yorktown Management & Research Company opened 76 new positions and closed 98 in Q3 2015.
  • Yorktown Management & Research Company's portfolio value rose 5.8% quarter-over-quarter to $604M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2015, filed 5 Nov 2015.