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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-7.78%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$604M
AUM Growth
+$33.1M
Cap. Flow
+$89.9M
Cap. Flow %
14.87%
Top 10 Hldgs %
13.78%
Holding
549
New
76
Increased
55
Reduced
49
Closed
98

Top Buys

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$12.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.62M
4
KMI icon
Kinder Morgan
KMI
+$6.54M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.53M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$11.7M
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.22M
3
BP icon
BP
BP
+$4.33M
4
CVX icon
Chevron
CVX
+$4.21M
5
STWD icon
Starwood Property Trust
STWD
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 17.95%
2 Real Estate 16.11%
3 Industrials 5.48%
4 Communication Services 4.75%
5 Technology 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
51
CMS Energy
CMS
$22B
$3.23M 0.54%
91,500
+85,000
+1,308% +$2.87M
SCM icon
52
Stellus Capital Investment Corp
SCM
$249M
$3.07M 0.51%
305,000
-9,700
-3% -$104K
FCT
53
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$3.04M 0.5%
242,000
– –
KG
54
Kestrel Group
KG
$66.3M
$3.02M 0.5%
10,890
– –
HYI
55
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$3.01M 0.5%
215,000
– –
WMB icon
56
Williams Companies
WMB
$90.1B
$3M 0.5%
81,500
-44,000
-35% -$2.19M
ABBV icon
57
AbbVie
ABBV
$440B
$2.99M 0.5%
55,000
+15,000
+38% +$976K
MXIM
58
DELISTED
Maxim Integrated Products
MXIM
$2.99M 0.49%
89,500
+51,000
+132% +$1.69M
TGT icon
59
Target
TGT
$69.9B
$2.97M 0.49%
37,800
+23,000
+155% +$1.84M
EAD
60
Allspring Income Opportunities Fund
EAD
$379M
$2.95M 0.49%
390,000
– –
EVF
61
Eaton Vance Senior Income Trust
EVF
$91.2M
$2.94M 0.49%
500,000
– –
NSL
62
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.87M 0.47%
485,000
– –
HIO
63
Western Asset High Income Opportunity Fund
HIO
$340M
$2.86M 0.47%
610,000
– –
HYB
64
DELISTED
New America High Income Fund, Inc.
HYB
$2.83M 0.47%
355,000
– –
BHP icon
65
BHP
BHP
$229B
$2.75M 0.46%
+97,527
New +$3.17M
D icon
66
Dominion Energy
D
$59.8B
$2.67M 0.44%
+38,000
New +$2.67M
INTC icon
67
Intel
INTC
$509B
$2.66M 0.44%
88,400
+60,000
+211% +$1.74M
PPL
68
PPL Corp
PPL
$26.7B
$2.66M 0.44%
+81,000
New +$2.53M
ACSF
69
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$2.66M 0.44%
240,000
-60,000
-20% -$748K
IRT icon
70
Independence Realty Trust
IRT
$3.96B
$2.65M 0.44%
367,500
-27,000
-7% -$207K
DUK icon
71
Duke Energy
DUK
$96.3B
$2.65M 0.44%
+36,800
New +$2.66M
SNY icon
72
Sanofi
SNY
$105B
$2.63M 0.44%
55,500
+20,000
+56% +$1.02M
QCOM icon
73
Qualcomm
QCOM
$171B
$2.58M 0.43%
48,000
– –
SIX
74
DELISTED
Six Flags Entertainment Corp.
SIX
$2.5M 0.41%
54,500
+30,000
+122% +$1.37M
AAPL icon
75
Apple
AAPL
$4.41T
$2.48M 0.41%
90,000
+80,000
+800% +$2.35M
1 2
3
4 5

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Yorktown Management & Research Company's Q3 2015 Portfolio in Review

As of Q3 2015, Yorktown Management & Research Company held 549 positions worth $604M, up 5.8% from $571M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Yorktown Management & Research Company deployed $89.9M of net new capital in Q3 2015, opening 76 new positions and adding to 55 existing holdings. Its largest new stake was Annaly Capital Management: 312,500 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 27% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Chevron, an estimated $4.21M trimmed.

  • Yorktown Management & Research Company's largest Q3 2015 buy was Annaly Capital Management: 312,500 shares worth $12.3M.
  • Yorktown Management & Research Company added most to Vanguard FTSE Europe ETF in Q3 2015, an estimated $6.62M increase.
  • Yorktown Management & Research Company's biggest Q3 2015 reduction was Chevron, cutting an estimated $4.21M.
  • Yorktown Management & Research Company fully exited MidCap Financial Investment in Q3 2015, selling an estimated $11.7M.
  • Yorktown Management & Research Company's ten largest holdings make up 14% of its $604M portfolio in Q3 2015.
  • Yorktown Management & Research Company opened 76 new positions and closed 98 in Q3 2015.
  • Yorktown Management & Research Company's portfolio value rose 5.8% quarter-over-quarter to $604M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2015, filed 5 Nov 2015.