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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$515M
AUM Growth
-$49.6M
Cap. Flow
-$59.5M
Cap. Flow %
-11.54%
Top 10 Hldgs %
17.24%
Holding
433
New
45
Increased
35
Reduced
44
Closed
73

Top Buys

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$6.63M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$5.55M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.47M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.31M
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$3.09M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$5M
2
RITM icon
Rithm Capital
RITM
+$4.99M
3
NLY icon
Annaly Capital Management
NLY
+$3.63M
4
ABBV icon
AbbVie
ABBV
+$3.37M
5
RGC
Regal Entertainment Group
RGC
+$3.21M

Sector Composition

Rank Sector Weight
1 Real Estate 21.69%
2 Financials 19.99%
3 Communication Services 4.43%
4 Utilities 3.3%
5 Industrials 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC icon
26
BGC Group
BGC
$5.03B
$5.99M 1.16%
1,029,410
– –
GHY
27
PGIM Global High Yield Fund
GHY
$482M
$5.95M 1.15%
400,000
+49,725
+14% +$704K
MITT
28
TPG Mortgage Investment Trust
MITT
$212M
$5.88M 1.14%
150,000
+26,667
+22% +$973K
BBDC icon
29
Barings BDC
BBDC
$969M
$5.78M 1.12%
280,800
– –
RITM icon
30
Rithm Capital
RITM
$5.71B
$5.7M 1.11%
490,000
-450,000
-48% -$4.99M
PGF icon
31
Invesco Financial Preferred ETF
PGF
$667M
$5.64M 1.09%
+300,000
New +$5.55M
ISD
32
PGIM High Yield Bond Fund
ISD
$419M
$5.54M 1.08%
360,000
– –
RC
33
Ready Capital
RC
$294M
$5.45M 1.06%
365,000
– –
EVV
34
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$5.27M 1.02%
400,000
– –
NMFC icon
35
New Mountain Finance
NMFC
$727M
$5.12M 0.99%
405,000
– –
BLW icon
36
BlackRock Limited Duration Income Trust
BLW
$494M
$5.03M 0.97%
340,000
+45,000
+15% +$635K
JRO
37
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.88M 0.95%
493,000
– –
FCRD
38
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$4.79M 0.93%
442,000
– –
EFT
39
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$4.61M 0.89%
350,000
– –
ARI
40
Apollo Commercial Real Estate
ARI
$886M
$4.4M 0.85%
270,000
– –
HYT icon
41
BlackRock Corporate High Yield Fund
HYT
$1.37B
$4.34M 0.84%
435,000
+60,000
+16% +$580K
AMTG
42
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$4.12M 0.8%
307,000
+80,000
+35% +$935K
JQC icon
43
Nuveen Credit Strategies Income Fund
JQC
$717M
$4.11M 0.8%
520,000
+218,000
+72% +$1.65M
FRA icon
44
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$3.92M 0.76%
300,000
+131,200
+78% +$1.64M
CODI icon
45
Compass Diversified
CODI
$916M
$3.91M 0.76%
250,000
-25,000
-9% -$370K
JFR icon
46
Nuveen Floating Rate Income Fund
JFR
$1.25B
$3.83M 0.74%
380,000
+190,000
+100% +$1.84M
EXC icon
47
Exelon
EXC
$46.4B
$3.8M 0.74%
148,472
-42,060
-22% -$942K
BIT icon
48
BlackRock Multi-Sector Income Trust
BIT
$702M
$3.79M 0.74%
240,000
+111,000
+86% +$1.71M
BGT icon
49
BlackRock Floating Rate Income Trust
BGT
$330M
$3.68M 0.71%
287,000
+175,929
+158% +$2.15M
ARDC
50
Are Dynamic Credit Allocation Fund
ARDC
$298M
$3.57M 0.69%
267,052
– –
1
2
3 4 5

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Yorktown Management & Research Company's Q1 2016 Portfolio in Review

As of Q1 2016, Yorktown Management & Research Company held 433 positions worth $515M, down 8.8% from $565M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Yorktown Management & Research Company withdrew a net $59.5M in Q1 2016, closing 73 positions and reducing 44 holdings. Its most notable exit was AbbVie, an estimated $3.37M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 22% of assets, up from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Invesco Preferred ETF worth $6.71M.

  • Yorktown Management & Research Company's largest Q1 2016 buy was Invesco Preferred ETF: 450,000 shares worth $6.71M.
  • Yorktown Management & Research Company added most to iShares Preferred and Income Securities ETF in Q1 2016, an estimated $5.47M increase.
  • Yorktown Management & Research Company's biggest Q1 2016 reduction was TotalEnergies, cutting an estimated $5M.
  • Yorktown Management & Research Company fully exited AbbVie in Q1 2016, selling an estimated $3.37M.
  • Yorktown Management & Research Company's ten largest holdings make up 17% of its $515M portfolio in Q1 2016.
  • Yorktown Management & Research Company opened 45 new positions and closed 73 in Q1 2016.
  • Yorktown Management & Research Company's portfolio value fell 8.8% quarter-over-quarter to $515M.

Based on Yorktown Management & Research Company's 13F filing for Q1 2016, filed 5 May 2016.