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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$440M
AUM Growth
-$75.5M
Cap. Flow
-$90.8M
Cap. Flow %
-20.65%
Top 10 Hldgs %
22.73%
Holding
388
New
28
Increased
17
Reduced
73
Closed
83

Top Buys

Rank Stock Value
1
FTR
Frontier Communications Corp.
FTR
+$4.7M
2
SLRC icon
SLR Investment Corp
SLRC
+$3.64M
3
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$2.91M
4
ARCC icon
Ares Capital
ARCC
+$2.63M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.44M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.83M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$6.92M
3
BBDC icon
Barings BDC
BBDC
+$5.78M
4
EXC icon
Exelon
EXC
+$3.8M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.37M

Sector Composition

Rank Sector Weight
1 Real Estate 26.76%
2 Financials 23.22%
3 Communication Services 6.07%
4 Industrials 2.33%
5 Technology 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPP icon
326
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
– –
-5,200
Closed -$204K
ERC
327
Allspring Multi-Sector Income Fund
ERC
$261M
– –
-83,000
Closed -$1.01M
ES icon
328
Eversource Energy
ES
$26.9B
– –
-20,000
Closed -$1.17M
EXC icon
329
Exelon
EXC
$46.5B
– –
-148,472
Closed -$3.8M
FLC
330
Flaherty & Crumrine Total Return Fund
FLC
$175M
– –
-36,824
Closed -$747K
FWONA icon
331
Liberty Media Series A
FWONA
$23.7B
– –
-10,709
Closed -$278K
HON icon
332
Honeywell
HON
$74.5B
– –
-2,894
Closed -$291K
IGSB icon
333
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-7,100
Closed -$374K
IHG icon
334
InterContinental Hotels
IHG
$23.9B
– –
-4,245
Closed -$231K
IPGP icon
335
IPG Photonics
IPGP
$3.69B
– –
-2,800
Closed -$269K
JPC icon
336
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
– –
-140,000
Closed -$1.31M
JPI
337
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-60,000
Closed -$1.41M
LQD icon
338
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
– –
-3,100
Closed -$368K
LSTR icon
339
Landstar System
LSTR
$6.32B
– –
-4,300
Closed -$278K
MDLZ icon
340
Mondelez International
MDLZ
$79.3B
– –
-5,000
Closed -$201K
MFA
341
MFA Financial
MFA
$925M
– –
-30,000
Closed -$822K
MFM
342
Aberdeen Municipal Income Fund
MFM
$223M
– –
-130,000
Closed -$930K
KG
343
Kestrel Group
KG
$68M
– –
-500
Closed -$129K
MSFT icon
344
Microsoft
MSFT
$3.66T
– –
-4,000
Closed -$221K
NATH icon
345
Nathan's Famous
NATH
$398M
– –
-6,000
Closed -$262K
NEE icon
346
NextEra Energy
NEE
$178B
– –
-85,200
Closed -$2.52M
NGG icon
347
National Grid
NGG
$81.1B
– –
-27,986
Closed -$1.93M
NVS icon
348
Novartis
NVS
$290B
– –
-2,344
Closed -$152K
OMC icon
349
Omnicom Group
OMC
$23.5B
– –
-2,500
Closed -$208K
PANW icon
350
Palo Alto Networks
PANW
$316B
– –
-9,600
Closed -$261K
12 13
14
15 16

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Yorktown Management & Research Company's Q2 2016 Portfolio in Review

As of Q2 2016, Yorktown Management & Research Company held 388 positions worth $440M, down 15% from $515M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Yorktown Management & Research Company withdrew a net $90.8M in Q2 2016, closing 83 positions and reducing 73 holdings. Its most notable exit was Chimera Investment, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 27% of assets, up from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Frontier Communications Corp. worth $4.45M.

  • Yorktown Management & Research Company's largest Q2 2016 buy was Frontier Communications Corp.: 60,000 shares worth $4.45M.
  • Yorktown Management & Research Company added most to SLR Investment Corp in Q2 2016, an estimated $3.64M increase.
  • Yorktown Management & Research Company's biggest Q2 2016 reduction was Main Street Capital, cutting an estimated $2.23M.
  • Yorktown Management & Research Company fully exited Chimera Investment in Q2 2016, selling an estimated $8.83M.
  • Yorktown Management & Research Company's ten largest holdings make up 23% of its $440M portfolio in Q2 2016.
  • Yorktown Management & Research Company opened 28 new positions and closed 83 in Q2 2016.
  • Yorktown Management & Research Company's portfolio value fell 15% quarter-over-quarter to $440M.

Based on Yorktown Management & Research Company's 13F filing for Q2 2016, filed 12 Aug 2016.