We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-3.98%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$287M
AUM Growth
-$16.4M
Cap. Flow
-$705K
Cap. Flow %
-0.25%
Top 10 Hldgs %
38.39%
Holding
230
New
16
Increased
61
Reduced
45
Closed
13

Top Buys

Rank Stock Value
1
HZO icon
MarineMax
HZO
+$2.16M
2
SDGR icon
Schrodinger
SDGR
+$1.55M
3
GPN icon
Global Payments
GPN
+$791K
4
BGS icon
B&G Foods
BGS
+$609K
5
RBLX icon
Roblox
RBLX
+$583K

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$2.91M
2
IPG
Interpublic Group of Companies
IPG
+$1.57M
3
CNC icon
Centene
CNC
+$620K
4
LHX icon
L3Harris
LHX
+$417K
5
CIEN icon
Ciena
CIEN
+$384K

Sector Composition

Rank Sector Weight
1 Healthcare 27.87%
2 Technology 21.56%
3 Financials 11.89%
4 Industrials 8.83%
5 Communication Services 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEO icon
201
The GEO Group
GEO
$4B
$120K 0.04%
16,050
– –
MNKD icon
202
MannKind Corp
MNKD
$1.19B
$98K 0.03%
22,610
+10
+0% +$45
PGEN icon
203
Precigen
PGEN
$1.94B
$85K 0.03%
17,000
– –
FLXN
204
DELISTED
Flexion Therapeutics, Inc.
FLXN
$69K 0.02%
11,244
– –
INSG icon
205
Inseego
INSG
$104M
$67K 0.02%
1,009
+1
+0.1% +$84
AQMS icon
206
Aqua Metals
AQMS
$9.7M
$66K 0.02%
160
– –
BIOL
207
DELISTED
Biolase, Inc.
BIOL
$6K ﹤0.01%
4
– –
ACA icon
208
Arcosa
ACA
$7.11B
– –
-4,224
Closed -$248K
ACWX icon
209
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
– –
-3,882
Closed -$223K
ARKW icon
210
ARK Web x.0 ETF
ARKW
$1.6B
– –
-1,300
Closed -$200K
BE icon
211
Bloom Energy
BE
$46.5B
– –
-108,156
Closed -$2.91M
CIEN icon
212
Ciena
CIEN
$46.8B
– –
-6,750
Closed -$384K
CNC icon
213
Centene
CNC
$30.5B
– –
-8,500
Closed -$620K
IPG
214
DELISTED
Interpublic Group of Companies
IPG
– –
-48,490
Closed -$1.57M
OVV icon
215
Ovintiv
OVV
$17B
– –
-6,773
Closed -$213K
SPY icon
216
State Street SPDR S&P 500 ETF Trust
SPY
$772B
– –
-551
Closed -$236K
TPL icon
217
Texas Pacific Land
TPL
$26.9B
– –
-1,350
Closed -$240K
ZBH icon
218
Zimmer Biomet
ZBH
$18.8B
– –
-1,648
Closed -$257K
PXD
219
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,100
Closed -$341K
VMW
220
DELISTED
VMware, Inc
VMW
– –
-1,600
Closed -$256K
5 6 7 8
9

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Wellington Shields & Co held 230 positions worth $287M, down 5.4% from $303M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Wellington Shields & Co's Q3 2021 filing shows 16 new, 61 increased, 45 reduced and 13 closed positions. Its largest new stake was MarineMax: 43,264 shares worth $2.1M. The largest sale was Bloom Energy, an estimated $2.91M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 30% a quarter earlier, followed by Technology and Financials.

  • Wellington Shields & Co's largest Q3 2021 buy was MarineMax: 43,264 shares worth $2.1M.
  • Wellington Shields & Co added most to Fidelity National Financial in Q3 2021, an estimated $161K increase.
  • Wellington Shields & Co's biggest Q3 2021 reduction was L3Harris, cutting an estimated $417K.
  • Wellington Shields & Co fully exited Bloom Energy in Q3 2021, selling an estimated $2.91M.
  • Wellington Shields & Co's ten largest holdings make up 38% of its $287M portfolio in Q3 2021.
  • Wellington Shields & Co opened 16 new positions and closed 13 in Q3 2021.
  • Wellington Shields & Co's portfolio value fell 5.4% quarter-over-quarter to $287M.

Based on Wellington Shields & Co's 13F filing for Q3 2021, filed 10 Nov 2021.