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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
201
Visa
V
$689B
– –
-4,746
Closed -$824K
VLO icon
202
Valero Energy
VLO
$90.5B
– –
-3,018
Closed -$258K
VNO icon
203
Vornado Realty Trust
VNO
$7.43B
– –
-3,400
Closed -$218K
WDC icon
204
Western Digital
WDC
$172B
– –
-15,611
Closed -$561K
WFC icon
205
Wells Fargo
WFC
$264B
– –
-8,797
Closed -$416K
WM icon
206
Waste Management
WM
$95.5B
– –
-10,433
Closed -$1.2M
WPC icon
207
W.P. Carey
WPC
$17B
– –
-19,312
Closed -$1.54M
WST icon
208
West Pharmaceutical
WST
$23.3B
– –
-2,000
Closed -$250K
XBI icon
209
State Street SPDR S&P Biotech ETF
XBI
$10.2B
– –
-3,900
Closed -$342K
XLF icon
210
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
– –
-7,555
Closed -$209K
XLK icon
211
State Street Technology Select Sector SPDR ETF
XLK
$114B
– –
-5,808
Closed -$227K
XRX icon
212
Xerox
XRX
$357M
– –
-7,059
Closed -$250K
YUM icon
213
Yum! Brands
YUM
$40.7B
– –
-3,920
Closed -$434K
ZTS icon
214
Zoetis
ZTS
$32.2B
– –
-2,527
Closed -$287K
PXD
215
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2,800
Closed -$431K
LTHM
216
DELISTED
Livent Corporation
LTHM
– –
-18,434
Closed -$128K
ABB
217
DELISTED
ABB Ltd
ABB
– –
-78,240
Closed -$1.57M
CERN
218
DELISTED
Cerner Corp
CERN
– –
-3,600
Closed -$264K
PBCT
219
DELISTED
People's United Financial Inc
PBCT
– –
-10,707
Closed -$180K
RDS.A
220
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-9,385
Closed -$611K
TIF
221
DELISTED
Tiffany & Co.
TIF
– –
-3,485
Closed -$326K
AGN
222
DELISTED
Allergan plc
AGN
– –
-5,003
Closed -$838K
WAAS
223
DELISTED
AquaVenture Holdings Limited
WAAS
– –
-74,300
Closed -$1.48M
CTWS
224
DELISTED
Connecticut Water Service Inc
CTWS
– –
-5,000
Closed -$349K
APC
225
DELISTED
Anadarko Petroleum
APC
– –
-21,600
Closed -$1.52M
6 7 8
9
10

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.