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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLN icon
176
Olin
OLN
$2.53B
$270K 0.1%
5,000
– –
BWA icon
177
BorgWarner
BWA
$13.2B
$265K 0.1%
7,400
-1,600
-18% -$57.1K
CMG icon
178
Chipotle Mexican Grill
CMG
$49.4B
$265K 0.1%
5,800
+300
+5% +$12.5K
AWK icon
179
American Water Works
AWK
$26.7B
$264K 0.1%
2,000
– –
CWT icon
180
California Water Service
CWT
$3.02B
$259K 0.1%
5,000
– –
UPS icon
181
United Parcel Service
UPS
$89.5B
$255K 0.09%
1,625
-80
-5% -$12.1K
MTB icon
182
M&T Bank
MTB
$35.8B
$252K 0.09%
1,841
– –
FANG icon
183
Diamondback Energy
FANG
$56.2B
$252K 0.09%
1,623
-78
-5% -$12.2K
TRN icon
184
Trinity Industries
TRN
$2.73B
$250K 0.09%
9,400
-1,000
-10% -$24K
KKR icon
185
KKR & Co
KKR
$90.7B
$249K 0.09%
3,000
– –
GSBD icon
186
Goldman Sachs BDC
GSBD
$975M
$245K 0.09%
16,730
+800
+5% +$11.6K
BNY
187
Bank of New York Mellon
BNY
$106B
$245K 0.09%
4,698
– –
PSX icon
188
Phillips 66
PSX
$84.4B
$244K 0.09%
1,832
– –
ACA icon
189
Arcosa
ACA
$7.13B
$236K 0.09%
2,860
-333
-10% -$24.4K
DGII icon
190
Digi International
DGII
$2.57B
$236K 0.09%
9,063
-9,400
-51% -$233K
KHC icon
191
Kraft Heinz
KHC
$31.3B
$233K 0.09%
6,311
– –
LOW icon
192
Lowe's Companies
LOW
$118B
$233K 0.09%
1,047
+47
+5% +$9.53K
PYPL icon
193
PayPal
PYPL
$49.3B
$225K 0.08%
3,662
-440
-11% -$25.2K
SRE icon
194
Sempra
SRE
$58.6B
$224K 0.08%
3,000
– –
KOF icon
195
Coca-Cola Femsa
KOF
$22.9B
$218K 0.08%
2,300
– –
PINS icon
196
Pinterest
PINS
$13.7B
$217K 0.08%
+5,858
New +$184K
SBUX icon
197
Starbucks
SBUX
$121B
$213K 0.08%
2,222
+57
+3% +$5.55K
RIG icon
198
Transocean
RIG
$5.62B
$212K 0.08%
33,346
-500
-1% -$3.35K
WOLF icon
199
Wolfspeed
WOLF
$1.24B
$209K 0.08%
+4,801
New +$174K
TXN icon
200
Texas Instruments
TXN
$255B
$205K 0.08%
1,200
– –
6 7
8
9 10

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RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.