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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+24.75%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$279M
AUM Growth
+$41.2M
Cap. Flow
-$4.04M
Cap. Flow %
-1.45%
Top 10 Hldgs %
43.17%
Holding
198
New
18
Increased
45
Reduced
61
Closed
9

Top Buys

Rank Stock Value
1
FIRY
Firy Inc
FIRY
+$4.25M
2
RPRX icon
Royalty Pharma
RPRX
+$4.02M
3
CASI
CASI Pharmaceuticals
CASI
+$724K
4
WMT icon
Walmart Inc
WMT
+$510K
5
UL icon
Unilever
UL
+$314K

Top Sells

Rank Stock Value
1
CTEV
Claritev Corp
CTEV
+$4.05M
2
COHR icon
Coherent
COHR
+$2.64M
3
DKNG icon
DraftKings
DKNG
+$1.93M
4
ILMN icon
Illumina
ILMN
+$1.26M
5
STZ icon
Constellation Brands
STZ
+$730K

Sector Composition

Rank Sector Weight
1 Healthcare 33.89%
2 Technology 19.34%
3 Industrials 10.76%
4 Financials 9.29%
5 Communication Services 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
176
Hewlett Packard
HPE
$62.4B
$147K 0.05%
12,400
– –
RIG icon
177
Transocean
RIG
$5.62B
$114K 0.04%
49,323
-7,000
-12% -$10.3K
AHRT
178
AH Realty Trust
AHRT
$536M
$112K 0.04%
10,000
– –
F icon
179
Ford
F
$59.3B
$99K 0.04%
11,250
– –
AQMS icon
180
Aqua Metals
AQMS
$10.2M
$96K 0.03%
160
– –
MNKD icon
181
MannKind Corp
MNKD
$1.27B
$58K 0.02%
18,600
– –
BIOL
182
DELISTED
Biolase, Inc.
BIOL
$4K ﹤0.01%
4
– –
AZN icon
183
AstraZeneca
AZN
$266B
– –
-3,750
Closed -$411K
COHR icon
184
Coherent
COHR
$48.7B
– –
-65,100
Closed -$2.64M
RDVY icon
185
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
– –
-7,718
Closed -$253K
SNDA icon
186
Sonida Senior Living
SNDA
$1.9B
– –
-667
Closed -$6K
STZ icon
187
Constellation Brands
STZ
$22.3B
– –
-3,850
Closed -$730K
VCSH icon
188
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
– –
-3,527
Closed -$292K
CTEV
189
Claritev Corp
CTEV
$402M
– –
-9,888
Closed -$4.05M
CERN
190
DELISTED
Cerner Corp
CERN
– –
-3,000
Closed -$217K
RDS.A
191
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-9,175
Closed -$231K
4 5 6 7
8

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HBWM
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BWM
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Wellington Shields & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Wellington Shields & Co held 198 positions worth $279M, up 17% from $238M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Wellington Shields & Co's Q4 2020 filing shows 18 new, 45 increased, 61 reduced and 9 closed positions. Its largest new stake was Firy Inc: 14,310 shares worth $5.72M. The largest sale was Claritev Corp, an estimated $4.05M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2020 buy was Firy Inc: 14,310 shares worth $5.72M.
  • Wellington Shields & Co added most to CASI Pharmaceuticals in Q4 2020, an estimated $724K increase.
  • Wellington Shields & Co's biggest Q4 2020 reduction was DraftKings, cutting an estimated $1.93M.
  • Wellington Shields & Co fully exited Claritev Corp in Q4 2020, selling an estimated $4.05M.
  • Wellington Shields & Co's ten largest holdings make up 43% of its $279M portfolio in Q4 2020.
  • Wellington Shields & Co opened 18 new positions and closed 9 in Q4 2020.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $279M.

Based on Wellington Shields & Co's 13F filing for Q4 2020, filed 9 Feb 2021.