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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$238M
AUM Growth
+$9.88M
Cap. Flow
-$2.24M
Cap. Flow %
-0.94%
Top 10 Hldgs %
40.04%
Holding
191
New
12
Increased
61
Reduced
42
Closed
11

Top Buys

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$3.46M
2
CTEV
Claritev Corp
CTEV
+$3.03M
3
COHR icon
Coherent
COHR
+$2.87M
4
AMZN icon
Amazon
AMZN
+$772K
5
WMT icon
Walmart Inc
WMT
+$489K

Top Sells

Rank Stock Value
1
TWOU
2U Inc
TWOU
+$4.77M
2
MOS icon
The Mosaic Company
MOS
+$3.99M
3
PSNL icon
Personalis
PSNL
+$2.14M
4
DNLI icon
Denali Therapeutics
DNLI
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$849K

Sector Composition

Rank Sector Weight
1 Healthcare 30.85%
2 Technology 22.73%
3 Industrials 10.14%
4 Financials 9.4%
5 Communication Services 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
176
Consolidated Edison
ED
$40.4B
– –
-2,992
Closed -$215K
KHC icon
177
Kraft Heinz
KHC
$31.3B
– –
-6,298
Closed -$201K
MOS icon
178
The Mosaic Company
MOS
$7.24B
– –
-318,600
Closed -$3.99M
PII icon
179
Polaris
PII
$3.88B
– –
-3,000
Closed -$278K
RSP icon
180
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
– –
-4,205
Closed -$428K
SJM icon
181
J.M. Smucker
SJM
$13.1B
– –
-2,000
Closed -$212K
TPL icon
182
Texas Pacific Land
TPL
$27.2B
– –
-3,600
Closed -$238K
TRV icon
183
Travelers Companies
TRV
$78.4B
– –
-2,926
Closed -$334K
TWOU
184
DELISTED
2U Inc
TWOU
– –
-4,192
Closed -$4.77M
4 5 6 7
8

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Wellington Shields & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Wellington Shields & Co held 191 positions worth $238M, up 4.3% from $228M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields & Co's Q3 2020 filing shows 12 new, 61 increased, 42 reduced and 11 closed positions. Its largest new stake was Bloom Energy: 231,572 shares worth $4.16M. The largest sale was 2U Inc, an estimated $4.77M.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, down from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q3 2020 buy was Bloom Energy: 231,572 shares worth $4.16M.
  • Wellington Shields & Co added most to Claritev Corp in Q3 2020, an estimated $3.03M increase.
  • Wellington Shields & Co's biggest Q3 2020 reduction was Personalis, cutting an estimated $2.14M.
  • Wellington Shields & Co fully exited 2U Inc in Q3 2020, selling an estimated $4.77M.
  • Wellington Shields & Co's ten largest holdings make up 40% of its $238M portfolio in Q3 2020.
  • Wellington Shields & Co opened 12 new positions and closed 11 in Q3 2020.
  • Wellington Shields & Co's portfolio value rose 4.3% quarter-over-quarter to $238M.

Based on Wellington Shields & Co's 13F filing for Q3 2020, filed 10 Nov 2020.