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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGEN icon
176
Precigen
PGEN
$1.93B
– –
-285,800
Closed -$2.19M
PM icon
177
Philip Morris
PM
$305B
– –
-13,600
Closed -$1.07M
PNC icon
178
PNC Financial Services
PNC
$99.6B
– –
-7,423
Closed -$1.02M
PSNL icon
179
Personalis
PSNL
$1.28B
– –
-65,000
Closed -$1.76M
PYPL icon
180
PayPal
PYPL
$49.5B
– –
-5,750
Closed -$658K
QCOM icon
181
Qualcomm
QCOM
$179B
– –
-12,200
Closed -$928K
RIG icon
182
Transocean
RIG
$5.84B
– –
-51,300
Closed -$329K
RTX icon
183
RTX Corp
RTX
$294B
– –
-9,262
Closed -$759K
SEIC icon
184
SEI Investments
SEIC
$12.2B
– –
-12,000
Closed -$673K
SLB icon
185
SLB Ltd
SLB
$76.5B
– –
-13,500
Closed -$536K
SNDA icon
186
Sonida Senior Living
SNDA
$2.03B
– –
-667
Closed -$50K
SO icon
187
Southern Company
SO
$109B
– –
-18,159
Closed -$1M
SPG icon
188
Simon Property Group
SPG
$75.1B
– –
-1,670
Closed -$267K
SPGI icon
189
S&P Global
SPGI
$130B
– –
-8,900
Closed -$2.03M
SPY icon
190
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-1,320
Closed -$387K
SSYS icon
191
Stratasys
SSYS
$700M
– –
-116,500
Closed -$3.42M
STE icon
192
Steris
STE
$21.3B
– –
-1,500
Closed -$223K
SXT icon
193
Sensient Technologies
SXT
$5.32B
– –
-3,000
Closed -$220K
SYY icon
194
Sysco
SYY
$40.2B
– –
-4,000
Closed -$283K
TEL icon
195
TE Connectivity
TEL
$60.2B
– –
-2,800
Closed -$268K
TIP icon
196
iShares TIPS Bond ETF
TIP
$14.5B
– –
-3,719
Closed -$430K
TRN icon
197
Trinity Industries
TRN
$2.95B
– –
-17,000
Closed -$353K
TRV icon
198
Travelers Companies
TRV
$81.4B
– –
-3,710
Closed -$555K
UEIC icon
199
Universal Electronics
UEIC
$57.6M
– –
-50,442
Closed -$2.07M
UFI icon
200
UNIFI
UFI
$121M
– –
-33,000
Closed -$600K
6 7
8
9 10

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.