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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+24.75%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$279M
AUM Growth
+$41.2M
Cap. Flow
-$4.04M
Cap. Flow %
-1.45%
Top 10 Hldgs %
43.17%
Holding
198
New
18
Increased
45
Reduced
61
Closed
9

Top Buys

Rank Stock Value
1
FIRY
Firy Inc
FIRY
+$4.25M
2
RPRX icon
Royalty Pharma
RPRX
+$4.02M
3
CASI
CASI Pharmaceuticals
CASI
+$724K
4
WMT icon
Walmart Inc
WMT
+$510K
5
UL icon
Unilever
UL
+$314K

Top Sells

Rank Stock Value
1
CTEV
Claritev Corp
CTEV
+$4.05M
2
COHR icon
Coherent
COHR
+$2.64M
3
DKNG icon
DraftKings
DKNG
+$1.93M
4
ILMN icon
Illumina
ILMN
+$1.26M
5
STZ icon
Constellation Brands
STZ
+$730K

Sector Composition

Rank Sector Weight
1 Healthcare 33.89%
2 Technology 19.34%
3 Industrials 10.76%
4 Financials 9.29%
5 Communication Services 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
151
Rockwell Automation
ROK
$51.1B
$251K 0.09%
1,000
– –
ADBE icon
152
Adobe
ADBE
$105B
$249K 0.09%
497
-5
-1% -$2.42K
ACA icon
153
Arcosa
ACA
$7.11B
$238K 0.09%
4,324
-333
-7% -$17K
SLB icon
154
SLB Ltd
SLB
$72.7B
$234K 0.08%
10,700
-500
-4% -$9.44K
AMAT icon
155
Applied Materials
AMAT
$347B
$233K 0.08%
2,700
-1,000
-27% -$73.9K
WDC icon
156
Western Digital
WDC
$159B
$233K 0.08%
5,557
-4,895
-47% -$163K
KHC icon
157
Kraft Heinz
KHC
$32.8B
$229K 0.08%
+6,598
New +$214K
CAG icon
158
Conagra Brands
CAG
$7.42B
$226K 0.08%
6,245
– –
CODI icon
159
Compass Diversified
CODI
$752M
$225K 0.08%
11,570
– –
GS icon
160
Goldman Sachs
GS
$289B
$224K 0.08%
850
-900
-51% -$200K
ARKK icon
161
ARK Innovation ETF
ARKK
$5.59B
$221K 0.08%
+1,775
New +$192K
SXT icon
162
Sensient Technologies
SXT
$5.22B
$221K 0.08%
+3,000
New +$209K
MTB icon
163
M&T Bank
MTB
$36.3B
$219K 0.08%
+1,723
New +$196K
KKR icon
164
KKR & Co
KKR
$89.1B
$215K 0.08%
5,300
-1,500
-22% -$56.7K
MOS icon
165
The Mosaic Company
MOS
$7.19B
$215K 0.08%
+9,350
New +$188K
TRV icon
166
Travelers Companies
TRV
$81.1B
$214K 0.08%
+1,526
New +$196K
MTUM icon
167
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
$212K 0.08%
+1,315
New +$201K
ORCL icon
168
Oracle
ORCL
$339B
$211K 0.08%
+3,257
New +$194K
ZM icon
169
Zoom
ZM
$27.1B
$206K 0.07%
610
– –
SMH icon
170
VanEck Semiconductor ETF
SMH
$60.8B
$203K 0.07%
+1,860
New +$184K
EMR icon
171
Emerson Electric
EMR
$81.6B
$201K 0.07%
+2,500
New +$186K
PBCT
172
DELISTED
People's United Financial Inc
PBCT
$167K 0.06%
12,900
-207
-2% -$2.49K
LUMN icon
173
Lumen
LUMN
$6.43B
$162K 0.06%
16,655
– –
GEO icon
174
The GEO Group
GEO
$4B
$155K 0.06%
17,550
– –
OVV icon
175
Ovintiv
OVV
$17B
$152K 0.05%
10,600
-5,136
-33% -$60.2K
4 5 6
7
8

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Wellington Shields & Co held 198 positions worth $279M, up 17% from $238M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Wellington Shields & Co's Q4 2020 filing shows 18 new, 45 increased, 61 reduced and 9 closed positions. Its largest new stake was Firy Inc: 14,310 shares worth $5.72M. The largest sale was Claritev Corp, an estimated $4.05M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2020 buy was Firy Inc: 14,310 shares worth $5.72M.
  • Wellington Shields & Co added most to CASI Pharmaceuticals in Q4 2020, an estimated $724K increase.
  • Wellington Shields & Co's biggest Q4 2020 reduction was DraftKings, cutting an estimated $1.93M.
  • Wellington Shields & Co fully exited Claritev Corp in Q4 2020, selling an estimated $4.05M.
  • Wellington Shields & Co's ten largest holdings make up 43% of its $279M portfolio in Q4 2020.
  • Wellington Shields & Co opened 18 new positions and closed 9 in Q4 2020.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $279M.

Based on Wellington Shields & Co's 13F filing for Q4 2020, filed 9 Feb 2021.