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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$238M
AUM Growth
+$9.88M
Cap. Flow
-$2.24M
Cap. Flow %
-0.94%
Top 10 Hldgs %
40.04%
Holding
191
New
12
Increased
61
Reduced
42
Closed
11

Top Buys

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$3.46M
2
CTEV
Claritev Corp
CTEV
+$3.03M
3
COHR icon
Coherent
COHR
+$2.87M
4
AMZN icon
Amazon
AMZN
+$772K
5
WMT icon
Walmart Inc
WMT
+$489K

Top Sells

Rank Stock Value
1
TWOU
2U Inc
TWOU
+$4.77M
2
MOS icon
The Mosaic Company
MOS
+$3.99M
3
PSNL icon
Personalis
PSNL
+$2.14M
4
DNLI icon
Denali Therapeutics
DNLI
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$849K

Sector Composition

Rank Sector Weight
1 Healthcare 30.85%
2 Technology 22.73%
3 Industrials 10.14%
4 Financials 9.4%
5 Communication Services 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
151
Compass Diversified
CODI
$752M
$221K 0.09%
11,570
– –
ROK icon
152
Rockwell Automation
ROK
$51.1B
$221K 0.09%
1,000
– –
AMAT icon
153
Applied Materials
AMAT
$347B
$220K 0.09%
3,700
– –
CWT icon
154
California Water Service
CWT
$3.1B
$217K 0.09%
5,000
– –
CERN
155
DELISTED
Cerner Corp
CERN
$217K 0.09%
3,000
-100
-3% -$7.12K
MET icon
156
MetLife
MET
$62.4B
$214K 0.09%
5,745
-96
-2% -$3.64K
BABA icon
157
Alibaba
BABA
$276B
$206K 0.09%
+700
New +$184K
ACA icon
158
Arcosa
ACA
$7.11B
$205K 0.09%
+4,657
New +$205K
GEO icon
159
The GEO Group
GEO
$4B
$199K 0.08%
17,550
-225
-1% -$2.51K
SLB icon
160
SLB Ltd
SLB
$72.7B
$174K 0.07%
11,200
– –
LUMN icon
161
Lumen
LUMN
$6.43B
$168K 0.07%
16,655
+3,180
+24% +$33K
WPX
162
DELISTED
WPX Energy, Inc.
WPX
$168K 0.07%
34,326
– –
PBCT
163
DELISTED
People's United Financial Inc
PBCT
$135K 0.06%
13,107
– –
OVV icon
164
Ovintiv
OVV
$17B
$128K 0.05%
15,736
+1,000
+7% +$10.3K
HPE icon
165
Hewlett Packard
HPE
$58.8B
$116K 0.05%
12,400
– –
AHRT
166
AH Realty Trust
AHRT
$536M
$93K 0.04%
10,000
– –
PGEN icon
167
Precigen
PGEN
$1.94B
$90K 0.04%
25,600
– –
F icon
168
Ford
F
$60.9B
$75K 0.03%
11,250
-1,200
-10% -$8.13K
RIG icon
169
Transocean
RIG
$5.48B
$45K 0.02%
56,323
-2,100
-4% -$3.43K
MNKD icon
170
MannKind Corp
MNKD
$1.19B
$35K 0.01%
+18,600
New +$32.2K
AQMS icon
171
Aqua Metals
AQMS
$9.78M
$29K 0.01%
160
– –
SNDA icon
172
Sonida Senior Living
SNDA
$1.93B
$6K ﹤0.01%
667
– –
BIOL
173
DELISTED
Biolase, Inc.
BIOL
$3K ﹤0.01%
4
– –
CG icon
174
Carlyle Group
CG
$16.1B
– –
-7,285
Closed -$203K
DNLI icon
175
Denali Therapeutics
DNLI
$3.79B
– –
-75,000
Closed -$1.81M
4 5 6
7
8

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DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
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HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
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TCM
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AC
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Wellington Shields & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Wellington Shields & Co held 191 positions worth $238M, up 4.3% from $228M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields & Co's Q3 2020 filing shows 12 new, 61 increased, 42 reduced and 11 closed positions. Its largest new stake was Bloom Energy: 231,572 shares worth $4.16M. The largest sale was 2U Inc, an estimated $4.77M.

By sector, the portfolio is most concentrated in Healthcare at 31% of assets, down from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q3 2020 buy was Bloom Energy: 231,572 shares worth $4.16M.
  • Wellington Shields & Co added most to Claritev Corp in Q3 2020, an estimated $3.03M increase.
  • Wellington Shields & Co's biggest Q3 2020 reduction was Personalis, cutting an estimated $2.14M.
  • Wellington Shields & Co fully exited 2U Inc in Q3 2020, selling an estimated $4.77M.
  • Wellington Shields & Co's ten largest holdings make up 40% of its $238M portfolio in Q3 2020.
  • Wellington Shields & Co opened 12 new positions and closed 11 in Q3 2020.
  • Wellington Shields & Co's portfolio value rose 4.3% quarter-over-quarter to $238M.

Based on Wellington Shields & Co's 13F filing for Q3 2020, filed 10 Nov 2020.