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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
151
Illumina
ILMN
$28.7B
– –
-73,549
Closed -$26.3M
INTC icon
152
Intel
INTC
$462B
– –
-38,331
Closed -$1.83M
IP icon
153
International Paper
IP
$22.5B
– –
-6,970
Closed -$286K
JCI icon
154
Johnson Controls International
JCI
$87.5B
– –
-10,212
Closed -$422K
KHC icon
155
Kraft Heinz
KHC
$31.1B
– –
-8,327
Closed -$258K
KMB icon
156
Kimberly-Clark
KMB
$37B
– –
-2,400
Closed -$320K
KO icon
157
Coca-Cola
KO
$362B
– –
-17,187
Closed -$875K
LLY icon
158
Eli Lilly
LLY
$1.07T
– –
-17,574
Closed -$1.95M
LMT icon
159
Lockheed Martin
LMT
$134B
– –
-4,800
Closed -$1.75M
MCD icon
160
McDonald's
MCD
$192B
– –
-1,969
Closed -$409K
MDLZ icon
161
Mondelez International
MDLZ
$77.9B
– –
-8,644
Closed -$466K
MET icon
162
MetLife
MET
$61.2B
– –
-6,712
Closed -$333K
MMM icon
163
3M
MMM
$91.9B
– –
-6,991
Closed -$1.01M
MO icon
164
Altria Group
MO
$122B
– –
-17,642
Closed -$835K
MOS icon
165
The Mosaic Company
MOS
$7.1B
– –
-11,300
Closed -$283K
MSI icon
166
Motorola Solutions
MSI
$70.3B
– –
-1,952
Closed -$325K
MTB icon
167
M&T Bank
MTB
$36B
– –
-1,723
Closed -$293K
NEE icon
168
NextEra Energy
NEE
$185B
– –
-15,600
Closed -$799K
NEM icon
169
Newmont
NEM
$98.5B
– –
-21,923
Closed -$843K
NSC icon
170
Norfolk Southern
NSC
$77.1B
– –
-2,960
Closed -$590K
NUE icon
171
Nucor
NUE
$56.4B
– –
-4,000
Closed -$220K
NVDA icon
172
NVIDIA
NVDA
$4.76T
– –
-82,000
Closed -$337K
OKE icon
173
Oneok
OKE
$56.4B
– –
-19,093
Closed -$1.31M
OVV icon
174
Ovintiv
OVV
$16.6B
– –
-9,875
Closed -$253K
PEP icon
175
PepsiCo
PEP
$191B
– –
-8,715
Closed -$1.14M
5 6
7
8 9

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.