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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+24.75%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$279M
AUM Growth
+$41.2M
Cap. Flow
-$4.04M
Cap. Flow %
-1.45%
Top 10 Hldgs %
43.17%
Holding
198
New
18
Increased
45
Reduced
61
Closed
9

Top Buys

Rank Stock Value
1
FIRY
Firy Inc
FIRY
+$4.25M
2
RPRX icon
Royalty Pharma
RPRX
+$4.02M
3
CASI
CASI Pharmaceuticals
CASI
+$724K
4
WMT icon
Walmart Inc
WMT
+$510K
5
UL icon
Unilever
UL
+$314K

Top Sells

Rank Stock Value
1
CTEV
Claritev Corp
CTEV
+$4.05M
2
COHR icon
Coherent
COHR
+$2.64M
3
DKNG icon
DraftKings
DKNG
+$1.93M
4
ILMN icon
Illumina
ILMN
+$1.26M
5
STZ icon
Constellation Brands
STZ
+$730K

Sector Composition

Rank Sector Weight
1 Healthcare 33.89%
2 Technology 19.34%
3 Industrials 10.76%
4 Financials 9.29%
5 Communication Services 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AES icon
126
AES
AES
$10.6B
$326K 0.12%
13,886
– –
GSK icon
127
GSK
GSK
$104B
$325K 0.12%
7,066
-2,320
-25% -$107K
KMB icon
128
Kimberly-Clark
KMB
$36.6B
$324K 0.12%
2,400
– –
TPIC
129
DELISTED
TPI Composites
TPIC
$319K 0.11%
+6,038
New +$241K
APO icon
130
Apollo Global Management
APO
$69.3B
$317K 0.11%
6,475
– –
YUM icon
131
Yum! Brands
YUM
$43.3B
$317K 0.11%
2,920
– –
UL icon
132
Unilever
UL
$141B
$314K 0.11%
+4,622
New +$314K
AWK icon
133
American Water Works
AWK
$26.7B
$307K 0.11%
2,000
– –
BABA icon
134
Alibaba
BABA
$279B
$306K 0.11%
1,313
+613
+88% +$170K
SYY icon
135
Sysco
SYY
$40.6B
$306K 0.11%
4,117
– –
SBUX icon
136
Starbucks
SBUX
$121B
$302K 0.11%
2,819
– –
HPQ icon
137
HP
HPQ
$24.6B
$300K 0.11%
12,200
– –
CLX icon
138
Clorox
CLX
$11.7B
$291K 0.1%
1,443
– –
FTCS icon
139
First Trust Capital Strength ETF
FTCS
$7.95B
$283K 0.1%
4,194
-699
-14% -$45.7K
UFI icon
140
UNIFI
UFI
$114M
$282K 0.1%
15,917
-15,000
-49% -$232K
VMW
141
DELISTED
VMware, Inc
VMW
$281K 0.1%
2,000
+400
+25% +$57.3K
WPX
142
DELISTED
WPX Energy, Inc.
WPX
$280K 0.1%
34,326
– –
MNDT
143
DELISTED
Mandiant, Inc. Common Stock
MNDT
$277K 0.1%
+12,000
New +$185K
XLK icon
144
State Street Technology Select Sector SPDR ETF
XLK
$115B
$273K 0.1%
4,200
– –
CWT icon
145
California Water Service
CWT
$3.02B
$270K 0.1%
5,000
– –
MET icon
146
MetLife
MET
$62.5B
$270K 0.1%
5,745
– –
D icon
147
Dominion Energy
D
$61.3B
$264K 0.09%
3,508
– –
PGEN icon
148
Precigen
PGEN
$2.12B
$261K 0.09%
25,600
– –
AL
149
DELISTED
Air Lease Corp
AL
$256K 0.09%
+5,766
New +$207K
FSLR icon
150
First Solar
FSLR
$22.1B
$256K 0.09%
+2,588
New +$224K
4 5
6
7 8

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DCM
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EC
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HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
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TCM
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AC
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Wellington Shields & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Wellington Shields & Co held 198 positions worth $279M, up 17% from $238M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Wellington Shields & Co's Q4 2020 filing shows 18 new, 45 increased, 61 reduced and 9 closed positions. Its largest new stake was Firy Inc: 14,310 shares worth $5.72M. The largest sale was Claritev Corp, an estimated $4.05M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2020 buy was Firy Inc: 14,310 shares worth $5.72M.
  • Wellington Shields & Co added most to CASI Pharmaceuticals in Q4 2020, an estimated $724K increase.
  • Wellington Shields & Co's biggest Q4 2020 reduction was DraftKings, cutting an estimated $1.93M.
  • Wellington Shields & Co fully exited Claritev Corp in Q4 2020, selling an estimated $4.05M.
  • Wellington Shields & Co's ten largest holdings make up 43% of its $279M portfolio in Q4 2020.
  • Wellington Shields & Co opened 18 new positions and closed 9 in Q4 2020.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $279M.

Based on Wellington Shields & Co's 13F filing for Q4 2020, filed 9 Feb 2021.