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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$226M
AUM Growth
+$161M
Cap. Flow
+$149M
Cap. Flow %
65.94%
Top 10 Hldgs %
33.85%
Holding
235
New
144
Increased
29
Reduced
5
Closed
57

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$21.8M
2
MSFT icon
Microsoft
MSFT
+$9.17M
3
AES icon
AES
AES
+$6.08M
4
JPM icon
JPMorgan Chase
JPM
+$4.85M
5
PSNL icon
Personalis
PSNL
+$4.85M

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BABA icon
Alibaba
BABA
+$1.56M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.42M
4
RTN
Raytheon Company
RTN
+$1.24M
5
MA icon
Mastercard
MA
+$1.02M

Sector Composition

Rank Sector Weight
1 Healthcare 26.29%
2 Technology 20%
3 Financials 9.62%
4 Industrials 9.37%
5 Communication Services 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
126
Broadcom
AVGO
$1.79T
$316K 0.14%
+10,000
New +$304K
GEO icon
127
The GEO Group
GEO
$4.11B
$316K 0.14%
+19,050
New +$289K
MSI icon
128
Motorola Solutions
MSI
$72.2B
$315K 0.14%
+1,952
New +$321K
CTVA icon
129
Corteva
CTVA
$59.8B
$314K 0.14%
+10,636
New +$282K
GS icon
130
Goldman Sachs
GS
$303B
$310K 0.14%
+1,350
New +$293K
WST icon
131
West Pharmaceutical
WST
$23.6B
$301K 0.13%
+2,000
New +$291K
APO icon
132
Apollo Global Management
APO
$72.2B
$299K 0.13%
6,275
-12,725
-67% -$543K
MTB icon
133
M&T Bank
MTB
$36.3B
$292K 0.13%
+1,723
New +$280K
CODI icon
134
Compass Diversified
CODI
$763M
$288K 0.13%
+11,570
New +$255K
QRVO icon
135
Qorvo
QRVO
$7.96B
$279K 0.12%
+2,400
New +$232K
FVD icon
136
First Trust Value Line Dividend Fund
FVD
$8.51B
$273K 0.12%
+7,580
New +$267K
TEL icon
137
TE Connectivity
TEL
$60.4B
$268K 0.12%
+2,800
New +$259K
XRX icon
138
Xerox
XRX
$349M
$260K 0.12%
+7,059
New +$247K
CWT icon
139
California Water Service
CWT
$3.14B
$258K 0.11%
+5,000
New +$261K
HPQ icon
140
HP
HPQ
$24.9B
$251K 0.11%
+12,200
New +$231K
SPG icon
141
Simon Property Group
SPG
$76.6B
$249K 0.11%
+1,670
New +$250K
AWK icon
142
American Water Works
AWK
$27.3B
$246K 0.11%
+2,000
New +$242K
VNO icon
143
Vornado Realty Trust
VNO
$7.35B
$246K 0.11%
+3,700
New +$239K
CBRE icon
144
CBRE Group
CBRE
$43.3B
$245K 0.11%
+4,000
New +$222K
VLO icon
145
Valero Energy
VLO
$90.3B
$244K 0.11%
+2,606
New +$246K
XLF icon
146
State Street Financial Select Sector SPDR ETF
XLF
$57B
$242K 0.11%
+7,858
New +$231K
STE icon
147
Steris
STE
$22.3B
$236K 0.1%
+1,550
New +$227K
MOS icon
148
The Mosaic Company
MOS
$7.29B
$232K 0.1%
+10,700
New +$212K
OVV icon
149
Ovintiv
OVV
$16.7B
$232K 0.1%
+9,875
New +$211K
LAZ icon
150
Lazard
LAZ
$4.23B
$230K 0.1%
+5,750
New +$217K
4 5
6
7 8

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields & Co held 235 positions worth $226M, up 248% from $64.7M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields & Co deployed $149M of net new capital in Q4 2019, opening 144 new positions and adding to 29 existing holdings. Its largest new stake was Illumina: 72,026 shares worth $23.2M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 12% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was L3Harris, an estimated $668K trimmed.

  • Wellington Shields & Co's largest Q4 2019 buy was Illumina: 72,026 shares worth $23.2M.
  • Wellington Shields & Co added most to Microsoft in Q4 2019, an estimated $9.17M increase.
  • Wellington Shields & Co's biggest Q4 2019 reduction was L3Harris, cutting an estimated $668K.
  • Wellington Shields & Co fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, selling an estimated $4.83M.
  • Wellington Shields & Co's ten largest holdings make up 34% of its $226M portfolio in Q4 2019.
  • Wellington Shields & Co opened 144 new positions and closed 57 in Q4 2019.
  • Wellington Shields & Co's portfolio value rose 248% quarter-over-quarter to $226M.

Based on Wellington Shields & Co's 13F filing for Q4 2019, filed 11 Feb 2020.