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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXC icon
126
DXC Technology
DXC
$1.68B
– –
-6,869
Closed -$379K
ED icon
127
Consolidated Edison
ED
$41.1B
– –
-2,326
Closed -$204K
EFX icon
128
Equifax
EFX
$20.8B
– –
-11,699
Closed -$1.58M
EMN icon
129
Eastman Chemical
EMN
$7.74B
– –
-5,895
Closed -$459K
ENB icon
130
Enbridge
ENB
$121B
– –
-30,446
Closed -$1.1M
F icon
131
Ford
F
$58.5B
– –
-11,450
Closed -$117K
FCX icon
132
Freeport-McMoran
FCX
$90.2B
– –
-46,000
Closed -$534K
FDX icon
133
FedEx
FDX
$73.5B
– –
-1,800
Closed -$296K
FLO icon
134
Flowers Foods
FLO
$1.62B
– –
-24,784
Closed -$576K
FMC icon
135
FMC
FMC
$1.39B
– –
-9,400
Closed -$780K
FSLR icon
136
First Solar
FSLR
$22.1B
– –
-38,575
Closed -$2.53M
GEO icon
137
The GEO Group
GEO
$4.13B
– –
-19,050
Closed -$400K
GILD icon
138
Gilead Sciences
GILD
$162B
– –
-13,550
Closed -$915K
GIS icon
139
General Mills
GIS
$19.5B
– –
-16,685
Closed -$876K
GLW icon
140
Corning
GLW
$123B
– –
-23,210
Closed -$771K
GM icon
141
General Motors
GM
$78.7B
– –
-98,250
Closed -$3.79M
GS icon
142
Goldman Sachs
GS
$309B
– –
-1,650
Closed -$338K
GSK icon
143
GSK
GSK
$104B
– –
-9,386
Closed -$470K
HD icon
144
Home Depot
HD
$335B
– –
-1,116
Closed -$232K
HE icon
145
Hawaiian Electric Industries
HE
$2.28B
– –
-81,100
Closed -$3.53M
HON icon
146
Honeywell
HON
$77.9B
– –
-21,389
Closed -$3.52M
HPE icon
147
Hewlett Packard
HPE
$63.8B
– –
-12,500
Closed -$187K
HPQ icon
148
HP
HPQ
$24.3B
– –
-12,200
Closed -$254K
IBB icon
149
iShares Biotechnology ETF
IBB
$9.44B
– –
-2,017
Closed -$220K
IBM icon
150
IBM
IBM
$204B
– –
-33,073
Closed -$4.36M
4 5
6
7 8

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.