We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-1.62%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$191M
AUM Growth
-$6.01M
Cap. Flow
+$1.46M
Cap. Flow %
0.77%
Top 10 Hldgs %
52.56%
Holding
139
New
16
Increased
30
Reduced
30
Closed
8

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$706K
2
AAPL icon
Apple
AAPL
+$650K
3
CVS icon
CVS Health
CVS
+$583K
4
CTWS
Connecticut Water Service Inc
CTWS
+$532K
5
UNP icon
Union Pacific
UNP
+$531K

Top Sells

Rank Stock Value
1
M icon
Macy's
M
+$1.05M
2
PM icon
Philip Morris
PM
+$987K
3
AAL icon
American Airlines Group
AAL
+$827K
4
MO icon
Altria Group
MO
+$643K
5
VOD icon
Vodafone
VOD
+$494K

Sector Composition

Rank Sector Weight
1 Healthcare 34.08%
2 Technology 20.66%
3 Industrials 12.04%
4 Consumer Staples 10.77%
5 Communication Services 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VASO
126
DELISTED
VASOMEDICAL INC
VASO
$1K ﹤0.01%
11,000
– –
AMZN icon
127
Amazon
AMZN
$2.69T
– –
-6,000
Closed -$251K
BNY
128
Bank of New York Mellon
BNY
$108B
– –
-5,098
Closed -$203K
CEF icon
129
Sprott Physical Gold and Silver Trust
CEF
$7.3B
– –
-13,800
Closed -$191K
EMR icon
130
Emerson Electric
EMR
$76.5B
– –
-7,000
Closed -$382K
HD icon
131
Home Depot
HD
$332B
– –
-1,698
Closed -$219K
SPGI icon
132
S&P Global
SPGI
$133B
– –
-1,600
Closed -$202K
VOD icon
133
Vodafone
VOD
$35.5B
– –
-16,956
Closed -$494K
GG
134
DELISTED
Goldcorp Inc
GG
– –
-10,875
Closed -$180K
2 3 4 5
6

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
HFM
Hartford Financial Management Hartford, Connecticut $392M AUM 21.9% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
WSWA
Warren Street Wealth Advisors Newport Beach, California $393M AUM 23.31% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return

Wellington Shields & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Wellington Shields & Co held 139 positions worth $191M, down 3.1% from $197M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Wellington Shields & Co's Q4 2016 filing shows 16 new, 30 increased, 30 reduced and 8 closed positions. Its largest new stake was General Motors: 21,000 shares worth $732K. The largest sale was Macy's, an estimated $1.05M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, down from 37% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2016 buy was General Motors: 21,000 shares worth $732K.
  • Wellington Shields & Co added most to Apple in Q4 2016, an estimated $650K increase.
  • Wellington Shields & Co's biggest Q4 2016 reduction was Macy's, cutting an estimated $1.05M.
  • Wellington Shields & Co fully exited Vodafone in Q4 2016, selling an estimated $494K.
  • Wellington Shields & Co's ten largest holdings make up 53% of its $191M portfolio in Q4 2016.
  • Wellington Shields & Co opened 16 new positions and closed 8 in Q4 2016.
  • Wellington Shields & Co's portfolio value fell 3.1% quarter-over-quarter to $191M.

Based on Wellington Shields & Co's 13F filing for Q4 2016, filed 2 Feb 2017.