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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
101
DuPont de Nemours
DD
$18.6B
$588K 0.22%
6,088
– –
WPC icon
102
W.P. Carey
WPC
$16.6B
$579K 0.21%
8,930
-1,033
-10% -$59.5K
MRNA icon
103
Moderna
MRNA
$21.6B
$577K 0.21%
5,806
-820
-12% -$69K
SEIC icon
104
SEI Investments
SEIC
$12.3B
$572K 0.21%
9,000
– –
GILD icon
105
Gilead Sciences
GILD
$165B
$568K 0.21%
7,016
+18
+0.3% +$1.4K
SLB icon
106
SLB Ltd
SLB
$72.7B
$557K 0.21%
10,700
-500
-4% -$27.2K
GLW icon
107
Corning
GLW
$107B
$547K 0.2%
17,956
-4,500
-20% -$129K
DUK icon
108
Duke Energy
DUK
$101B
$545K 0.2%
5,611
+6
+0.1% +$546
SPY icon
109
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$543K 0.2%
1,143
+432
+61% +$192K
COST icon
110
Costco
COST
$432B
$528K 0.19%
800
-100
-11% -$59.3K
CLF icon
111
Cleveland-Cliffs
CLF
$6.49B
$526K 0.19%
25,770
-3,860
-13% -$66.1K
AMAT icon
112
Applied Materials
AMAT
$347B
$519K 0.19%
3,200
– –
ONON icon
113
On Holding
ONON
$12.6B
$512K 0.19%
19,000
-1,500
-7% -$40.9K
PAX icon
114
Patria Investments
PAX
$1.72B
$503K 0.19%
32,400
-41,000
-56% -$582K
XLK icon
115
State Street Technology Select Sector SPDR ETF
XLK
$109B
$497K 0.18%
+5,162
New +$460K
UL icon
116
Unilever
UL
$142B
$490K 0.18%
8,988
– –
CRWD icon
117
CrowdStrike
CRWD
$183B
$485K 0.18%
7,600
-7,600
-50% -$398K
ACN icon
118
Accenture
ACN
$106B
$482K 0.18%
1,374
+363
+36% +$117K
FDX icon
119
FedEx
FDX
$73B
$471K 0.17%
1,862
-700
-27% -$178K
XLE icon
120
State Street Energy Select Sector SPDR ETF
XLE
$39B
$470K 0.17%
11,200
-1,180
-10% -$50.5K
RPM icon
121
RPM International
RPM
$13.8B
$469K 0.17%
4,200
– –
EXAS
122
DELISTED
Exact Sciences
EXAS
$455K 0.17%
6,153
-905
-13% -$59.3K
BDX icon
123
Becton Dickinson
BDX
$46.4B
$453K 0.17%
1,857
– –
FHN icon
124
First Horizon
FHN
$12.2B
$425K 0.16%
30,000
– –
A icon
125
Agilent Technologies
A
$39.6B
$413K 0.15%
2,970
– –
3 4
5
6 7

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RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.