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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
101
American Express
AXP
$229B
– –
-9,750
Closed -$1.2M
BA icon
102
Boeing
BA
$167B
– –
-3,681
Closed -$1.34M
BE icon
103
Bloom Energy
BE
$53.5B
– –
-34,000
Closed -$417K
BGS icon
104
B&G Foods
BGS
$291M
– –
-22,330
Closed -$464K
BMY icon
105
Bristol-Myers Squibb
BMY
$128B
– –
-43,350
Closed -$1.97M
BRK.B icon
106
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-3,306
Closed -$705K
BXMT icon
107
Blackstone Mortgage Trust
BXMT
$2.8B
– –
-27,736
Closed -$987K
C icon
108
Citigroup
C
$223B
– –
-15,210
Closed -$1.06M
CASI
109
DELISTED
CASI Pharmaceuticals
CASI
– –
-112,665
Closed -$3.6M
CAT icon
110
Caterpillar
CAT
$402B
– –
-6,300
Closed -$859K
CBRE icon
111
CBRE Group
CBRE
$42.1B
– –
-4,000
Closed -$205K
CFG icon
112
Citizens Financial Group
CFG
$30.1B
– –
-15,200
Closed -$537K
CI icon
113
Cigna
CI
$77B
– –
-7,914
Closed -$1.25M
CLX icon
114
Clorox
CLX
$11.8B
– –
-1,443
Closed -$221K
CODI icon
115
Compass Diversified
CODI
$755M
– –
-11,070
Closed -$212K
COP icon
116
ConocoPhillips
COP
$141B
– –
-12,800
Closed -$781K
CSX icon
117
CSX Corp
CSX
$96B
– –
-35,400
Closed -$913K
CTVA icon
118
Corteva
CTVA
$58.6B
– –
-11,192
Closed -$331K
CVX icon
119
Chevron
CVX
$378B
– –
-13,321
Closed -$1.66M
CWT icon
120
California Water Service
CWT
$3.04B
– –
-5,000
Closed -$253K
D icon
121
Dominion Energy
D
$61.8B
– –
-2,668
Closed -$206K
DD icon
122
DuPont de Nemours
DD
$18.9B
– –
-10,959
Closed -$1.03M
DOW icon
123
Dow Inc
DOW
$20.8B
– –
-20,025
Closed -$987K
DTE icon
124
DTE Energy
DTE
$30.6B
– –
-4,194
Closed -$456K
DUK icon
125
Duke Energy
DUK
$100B
– –
-6,267
Closed -$553K
3 4
5
6 7

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.