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WSC
Wellington Shields & Co Portfolio holdings
AUM
$392M
1-Year Est. Return
30.65%
This Fund
S&P 500
This Quarter
Est. Return
+17.96%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$148M
AUM Growth
+$21.4M
(+17%)
Cap. Flow
+$1.5M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
55.66%
Holding
120
New
8
Increased
35
Reduced
29
Closed
4
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$534K |
| 2 |
The GEO Group
GEO
|
+$356K |
| 3 |
Blackstone
BX
|
+$234K |
| 4 |
SE
Spectra Energy Corp Wi
SE
|
+$211K |
| 5 |
Comcast
CMCSA
|
+$203K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
|
+$877K |
| 2 |
Acacia Research
ACTG
|
+$316K |
| 3 |
C.PRR
CITIGROUP CAPITAL X CAP SECS-TRUPS
C.PRR
|
+$200K |
| 4 |
Universal Electronics
UEIC
|
+$91.4K |
| 5 |
Uranium Energy
UEC
|
+$84.7K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 36.89% |
| 2 | Technology | 16.43% |
| 3 | Industrials | 9.35% |
| 4 | Energy | 7.7% |
| 5 | Consumer Staples | 7.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
101
Uranium Energy
UEC
$4.92B
| $32K | 0.02% |
16,000
-45,000
| -74% | -$84.7K |
|
102
B2Gold
BTG
$5.2B
| $25K | 0.02% |
12,500
| – | – |
|
103
American Superconductor
AMSC
$1.44B
| $17K | 0.01% |
1,010
-1,000
| -50% | -$18.6K |
|
|
VASO
104
DELISTED
VASOMEDICAL INC
VASO
| $4K | ﹤0.01% |
11,000
| – | – |
|
|
C.PRR
105
DELISTED
CITIGROUP CAPITAL X CAP SECS-TRUPS
C.PRR
| – | – |
-8,000
| Closed | -$200K |
|
|
PLC
106
DELISTED
PLC SYSTEMS INC
PLC
| $0 | ﹤0.01% |
11,900
| – | – |
|
|
AES.PRC.CL
107
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
| – | – |
-17,400
| Closed | -$877K |
|
|
GBG
108
DELISTED
GREAT BASIN GOLD LTD
GBG
| – | – |
-20,000
| Closed | – |
|
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Wellington Shields & Co's Q4 2013 Portfolio in Review
As of Q4 2013, Wellington Shields & Co held 120 positions worth $148M, up 17% from $126M the previous quarter. Its ten largest holdings account for 56% of the portfolio.
Wellington Shields & Co's Q4 2013 filing shows 8 new, 35 increased, 29 reduced and 4 closed positions. Its largest new stake was Blackstone: 8,566 shares worth $265K. The largest sale was AES Corporation Class C Preferred, an estimated $877K.
By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 33% a quarter earlier, followed by Technology and Industrials.
- Wellington Shields & Co's largest Q4 2013 buy was Blackstone: 8,566 shares worth $265K.
- Wellington Shields & Co added most to Microsoft in Q4 2013, an estimated $534K increase.
- Wellington Shields & Co's biggest Q4 2013 reduction was Acacia Research, cutting an estimated $316K.
- Wellington Shields & Co fully exited AES Corporation Class C Preferred in Q4 2013, selling an estimated $877K.
- Wellington Shields & Co's ten largest holdings make up 56% of its $148M portfolio in Q4 2013.
- Wellington Shields & Co opened 8 new positions and closed 4 in Q4 2013.
- Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $148M.
Based on Wellington Shields & Co's 13F filing for Q4 2013, filed 11 Feb 2014.