We are live on ! Find out more
WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$126M
AUM Growth
+$123M
Cap. Flow
+$4.06M
Cap. Flow %
3.21%
Top 10 Hldgs %
53.6%
Holding
132
New
10
Increased
34
Reduced
18
Closed
20

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$1.12M
2
PFE icon
Pfizer
PFE
+$438K
3
XOM icon
ExxonMobil
XOM
+$397K
4
GE icon
GE Aerospace
GE
+$342K
5
AAPL icon
Apple
AAPL
+$313K

Top Sells

Rank Stock Value
1
EFX icon
Equifax
EFX
+$695K
2
UEC icon
Uranium Energy
UEC
+$677K
3
SPNC
Spectranetics Corp
SPNC
+$339K
4
ILMN icon
Illumina
ILMN
+$275K
5
VOD icon
Vodafone
VOD
+$86.8K

Sector Composition

Rank Sector Weight
1 Healthcare 33.07%
2 Technology 17.34%
3 Industrials 9.65%
4 Consumer Staples 7.77%
5 Energy 7.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
101
Best Buy
BBY
$18B
– –
-30,000
Closed -$820
BPT
102
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-2,275
Closed -$219
EMR icon
103
Emerson Electric
EMR
$82.9B
– –
-3,840
Closed -$209
EPD icon
104
Enterprise Products Partners
EPD
$83.8B
– –
-11,960
Closed -$372
ET icon
105
Energy Transfer Partners
ET
$70.1B
– –
-59,400
Closed -$888
LLY icon
106
Eli Lilly
LLY
$1.07T
– –
-6,700
Closed -$329
NRK icon
107
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
– –
-36,109
Closed -$480
NRT
108
North European Oil Royalty Trust
NRT
$81.7M
– –
-86,075
Closed -$2.09K
BPL
109
DELISTED
Buckeye Partners, L.P.
BPL
– –
-20,000
Closed -$1.4K
EEP
110
DELISTED
Enbridge Energy Partners
EEP
– –
-101,200
Closed -$3.09K
OKS
111
DELISTED
Oneok Partners LP
OKS
– –
-17,400
Closed -$862
SWSH
112
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
– –
-5,588
Closed -$48
PVR
113
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-59,326
Closed -$1.62K
GBG
114
DELISTED
GREAT BASIN GOLD LTD
GBG
$0 ﹤0.01%
20,000
– –
1 2 3 4
5

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields & Co held 132 positions worth $126M, up 3,726% from $3.31M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Wellington Shields & Co deployed $4.06M of net new capital in Q3 2013, opening 10 new positions and adding to 34 existing holdings. Its largest new stake was Valero Energy: 31,800 shares worth $1.09M.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Equifax, an estimated $695K trimmed.

  • Wellington Shields & Co's largest Q3 2013 buy was Valero Energy: 31,800 shares worth $1.09M.
  • Wellington Shields & Co added most to Pfizer in Q3 2013, an estimated $438K increase.
  • Wellington Shields & Co's biggest Q3 2013 reduction was Equifax, cutting an estimated $695K.
  • Wellington Shields & Co fully exited Enbridge Energy Partners in Q3 2013, selling an estimated $3.09K.
  • Wellington Shields & Co's ten largest holdings make up 54% of its $126M portfolio in Q3 2013.
  • Wellington Shields & Co opened 10 new positions and closed 20 in Q3 2013.
  • Wellington Shields & Co's portfolio value rose 3,726% quarter-over-quarter to $126M.

Based on Wellington Shields & Co's 13F filing for Q3 2013, filed 15 Nov 2013.