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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$271M
AUM Growth
-$129M
Cap. Flow
-$150M
Cap. Flow %
-55.22%
Top 10 Hldgs %
34.6%
Holding
310
New
21
Increased
55
Reduced
119
Closed
17

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$527K
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$460K
3
CMI icon
Cummins
CMI
+$423K
4
CSCO icon
Cisco
CSCO
+$353K
5
SMCI icon
Super Micro Computer
SMCI
+$333K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$141M
2
ILMN icon
Illumina
ILMN
+$1.51M
3
PEBO icon
Peoples Bancorp
PEBO
+$1.37M
4
FLR icon
Fluor
FLR
+$1.09M
5
OKTA icon
Okta
OKTA
+$599K

Sector Composition

Rank Sector Weight
1 Technology 25.59%
2 Healthcare 16.12%
3 Financials 13.88%
4 Industrials 12.58%
5 Energy 7.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNRC icon
76
Generac Holdings
GNRC
$11.5B
$841K 0.31%
6,505
-107
-2% -$11.7K
PRU icon
77
Prudential Financial
PRU
$42.6B
$825K 0.3%
7,958
+433
+6% +$41.5K
PNC icon
78
PNC Financial Services
PNC
$99.1B
$825K 0.3%
5,328
-200
-4% -$25.9K
GE icon
79
GE Aerospace
GE
$364B
$824K 0.3%
8,086
-157
-2% -$14.5K
EHC icon
80
Encompass Health
EHC
$11.3B
$823K 0.3%
12,330
– –
MMM icon
81
3M
MMM
$91.8B
$816K 0.3%
8,928
+1,674
+23% +$134K
ENB icon
82
Enbridge
ENB
$120B
$816K 0.3%
22,642
– –
SPG icon
83
Simon Property Group
SPG
$76.4B
$813K 0.3%
5,700
+500
+10% +$60.4K
AXP icon
84
American Express
AXP
$224B
$809K 0.3%
4,320
– –
FSLR icon
85
First Solar
FSLR
$21.4B
$774K 0.29%
4,494
+91
+2% +$13.9K
DOW icon
86
Dow Inc
DOW
$22B
$772K 0.28%
14,069
-352
-2% -$18K
IRM icon
87
Iron Mountain
IRM
$35.9B
$745K 0.27%
10,643
-390
-4% -$24.5K
COP icon
88
ConocoPhillips
COP
$144B
$721K 0.27%
6,213
+47
+0.8% +$5.5K
NOC icon
89
Northrop Grumman
NOC
$76B
$716K 0.26%
1,530
-16
-1% -$7.5K
WST icon
90
West Pharmaceutical
WST
$23.7B
$704K 0.26%
2,000
– –
ET icon
91
Energy Transfer Partners
ET
$69.5B
$683K 0.25%
49,527
+805
+2% +$10.9K
MCD icon
92
McDonald's
MCD
$193B
$672K 0.25%
2,266
-340
-13% -$92.5K
LIN icon
93
Linde
LIN
$236B
$666K 0.25%
1,622
+516
+47% +$203K
PM icon
94
Philip Morris
PM
$309B
$659K 0.24%
7,000
– –
JXN icon
95
Jackson Financial
JXN
$8.4B
$635K 0.23%
12,411
-233
-2% -$10.3K
FIS icon
96
Fidelity National Information Services
FIS
$24.2B
$631K 0.23%
10,500
– –
BXSL icon
97
Blackstone Secured Lending
BXSL
$5.36B
$629K 0.23%
22,774
+6,935
+44% +$192K
ITW icon
98
Illinois Tool Works
ITW
$84.1B
$629K 0.23%
2,400
– –
BP icon
99
BP
BP
$112B
$624K 0.23%
17,619
-300
-2% -$11K
PSNL icon
100
Personalis
PSNL
$1.25B
$618K 0.23%
294,097
-310,170
-51% -$401K
2 3
4
5 6

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RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
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EC
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HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
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TCM
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AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q4 2023 Portfolio in Review

As of Q4 2023, Wellington Shields & Co held 310 positions worth $271M, down 32% from $400M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Wellington Shields & Co withdrew a net $150M in Q4 2023, closing 17 positions and reducing 119 holdings. Its most notable exit was Peoples Bancorp, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields & Co opened a new position in State Street Technology Select Sector SPDR ETF worth $497K.

  • Wellington Shields & Co's largest Q4 2023 buy was State Street Technology Select Sector SPDR ETF: 5,162 shares worth $497K.
  • Wellington Shields & Co added most to Invesco QQQ Trust in Q4 2023, an estimated $527K increase.
  • Wellington Shields & Co's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $141M.
  • Wellington Shields & Co fully exited Peoples Bancorp in Q4 2023, selling an estimated $1.37M.
  • Wellington Shields & Co's ten largest holdings make up 35% of its $271M portfolio in Q4 2023.
  • Wellington Shields & Co opened 21 new positions and closed 17 in Q4 2023.
  • Wellington Shields & Co's portfolio value fell 32% quarter-over-quarter to $271M.

Based on Wellington Shields & Co's 13F filing for Q4 2023, filed 9 Feb 2024.