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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+24.75%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$279M
AUM Growth
+$41.2M
Cap. Flow
-$4.04M
Cap. Flow %
-1.45%
Top 10 Hldgs %
43.17%
Holding
198
New
18
Increased
45
Reduced
61
Closed
9

Top Buys

Rank Stock Value
1
FIRY
Firy Inc
FIRY
+$4.25M
2
RPRX icon
Royalty Pharma
RPRX
+$4.02M
3
CASI
CASI Pharmaceuticals
CASI
+$724K
4
WMT icon
Walmart Inc
WMT
+$510K
5
UL icon
Unilever
UL
+$314K

Top Sells

Rank Stock Value
1
CTEV
Claritev Corp
CTEV
+$4.05M
2
COHR icon
Coherent
COHR
+$2.64M
3
DKNG icon
DraftKings
DKNG
+$1.93M
4
ILMN icon
Illumina
ILMN
+$1.26M
5
STZ icon
Constellation Brands
STZ
+$730K

Sector Composition

Rank Sector Weight
1 Healthcare 33.89%
2 Technology 19.34%
3 Industrials 10.76%
4 Financials 9.29%
5 Communication Services 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
76
Cigna
CI
$76.1B
$740K 0.27%
3,557
-651
-15% -$128K
MO icon
77
Altria Group
MO
$113B
$726K 0.26%
17,704
– –
GE icon
78
GE Aerospace
GE
$368B
$720K 0.26%
13,375
-2,403
-15% -$108K
HD icon
79
Home Depot
HD
$332B
$720K 0.26%
2,711
+60
+2% +$16.5K
PXD
80
DELISTED
Pioneer Natural Resource Co.
PXD
$706K 0.25%
6,200
+800
+15% +$77.8K
SEIC icon
81
SEI Investments
SEIC
$12.4B
$690K 0.25%
12,000
– –
OKE icon
82
Oneok
OKE
$56.1B
$684K 0.25%
17,820
– –
EMN icon
83
Eastman Chemical
EMN
$8.01B
$587K 0.21%
5,850
– –
QCOM icon
84
Qualcomm
QCOM
$160B
$579K 0.21%
3,800
-2,700
-42% -$376K
NSC icon
85
Norfolk Southern
NSC
$75B
$570K 0.2%
2,400
– –
AVGO icon
86
Broadcom
AVGO
$1.85T
$569K 0.2%
13,000
-4,000
-24% -$156K
WST icon
87
West Pharmaceutical
WST
$23.9B
$567K 0.2%
2,000
– –
CNOB icon
88
Center Bancorp
CNOB
$1.66B
$562K 0.2%
28,410
– –
DUK icon
89
Duke Energy
DUK
$98.4B
$559K 0.2%
6,106
+6
+0.1% +$555
RTX icon
90
RTX Corp
RTX
$289B
$555K 0.2%
7,765
+1,000
+15% +$65.7K
XBI icon
91
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$549K 0.2%
3,900
– –
PYPL icon
92
PayPal
PYPL
$49.3B
$545K 0.2%
2,329
+245
+12% +$50.8K
BGS icon
93
B&G Foods
BGS
$293M
$531K 0.19%
19,150
– –
SMG icon
94
ScottsMiracle-Gro
SMG
$3.97B
$525K 0.19%
2,635
– –
UPS icon
95
United Parcel Service
UPS
$89.5B
$523K 0.19%
3,105
– –
GM icon
96
General Motors
GM
$80B
$500K 0.18%
12,000
– –
BAX icon
97
Baxter International
BAX
$13.8B
$493K 0.18%
6,150
– –
ITW icon
98
Illinois Tool Works
ITW
$81.6B
$489K 0.18%
2,400
– –
OXY icon
99
Occidental Petroleum
OXY
$55.6B
$481K 0.17%
27,800
+300
+1% +$4.11K
SPG icon
100
Simon Property Group
SPG
$74.7B
$475K 0.17%
5,570
+500
+10% +$38.2K
2 3
4
5 6

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RC
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DCM
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EC
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HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
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AC
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Wellington Shields & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Wellington Shields & Co held 198 positions worth $279M, up 17% from $238M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Wellington Shields & Co's Q4 2020 filing shows 18 new, 45 increased, 61 reduced and 9 closed positions. Its largest new stake was Firy Inc: 14,310 shares worth $5.72M. The largest sale was Claritev Corp, an estimated $4.05M.

By sector, the portfolio is most concentrated in Healthcare at 34% of assets, up from 31% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2020 buy was Firy Inc: 14,310 shares worth $5.72M.
  • Wellington Shields & Co added most to CASI Pharmaceuticals in Q4 2020, an estimated $724K increase.
  • Wellington Shields & Co's biggest Q4 2020 reduction was DraftKings, cutting an estimated $1.93M.
  • Wellington Shields & Co fully exited Claritev Corp in Q4 2020, selling an estimated $4.05M.
  • Wellington Shields & Co's ten largest holdings make up 43% of its $279M portfolio in Q4 2020.
  • Wellington Shields & Co opened 18 new positions and closed 9 in Q4 2020.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $279M.

Based on Wellington Shields & Co's 13F filing for Q4 2020, filed 9 Feb 2021.