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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$64.7M
AUM Growth
-$147M
Cap. Flow
-$148M
Cap. Flow %
-228.63%
Top 10 Hldgs %
31.55%
Holding
235
New
58
Increased
6
Reduced
27
Closed
144

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.83M
2
BX icon
Blackstone
BX
+$1.41M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.41M
4
BABA icon
Alibaba
BABA
+$1.38M
5
LHX icon
L3Harris
LHX
+$1.23M

Top Sells

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$26.3M
2
MSFT icon
Microsoft
MSFT
+$8.53M
3
AES icon
AES
AES
+$5.71M
4
IBM icon
IBM
IBM
+$4.36M
5
JPM icon
JPMorgan Chase
JPM
+$4.27M

Sector Composition

Rank Sector Weight
1 Communication Services 14.75%
2 Technology 14.19%
3 Healthcare 12.13%
4 Industrials 11.76%
5 Financials 11.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
76
BP
BP
$109B
$277K 0.43%
7,300
-12,234
-63% -$467K
KEM
77
DELISTED
KEMET Corporation
KEM
$273K 0.42%
+15,000
New +$283K
EA icon
78
Electronic Arts
EA
$52.4B
$264K 0.41%
+2,700
New +$254K
HEES
79
DELISTED
H&E Equipment Services
HEES
$260K 0.4%
+9,000
New +$243K
TTWO icon
80
Take-Two Interactive
TTWO
$45.3B
$251K 0.39%
+2,000
New +$250K
ITW icon
81
Illinois Tool Works
ITW
$81.9B
$250K 0.39%
1,600
-800
-33% -$121K
MMSI icon
82
Merit Medical Systems
MMSI
$4.54B
$244K 0.38%
+8,000
New +$324K
YETI icon
83
Yeti Holdings
YETI
$3.86B
$224K 0.35%
+8,000
New +$243K
CGC
84
Canopy Growth
CGC
$390M
$218K 0.34%
+950
New +$291K
JNJ icon
85
Johnson & Johnson
JNJ
$641B
$216K 0.33%
1,668
-13,985
-89% -$1.84M
AL
86
DELISTED
Air Lease Corp
AL
$209K 0.32%
+5,000
New +$206K
TWTR
87
DELISTED
Twitter, Inc.
TWTR
$206K 0.32%
5,000
-9,200
-65% -$376K
CE icon
88
Celanese
CE
$4.87B
$202K 0.31%
+1,650
New +$186K
GE icon
89
GE Aerospace
GE
$375B
$159K 0.25%
3,575
-12,485
-78% -$587K
ABBV icon
90
AbbVie
ABBV
$454B
– –
-20,270
Closed -$1.47M
ABT icon
91
Abbott
ABT
$182B
– –
-23,289
Closed -$1.96M
AES icon
92
AES
AES
$10.6B
– –
-340,786
Closed -$5.71M
AFL icon
93
Aflac
AFL
$64.4B
– –
-8,856
Closed -$485K
AHRT
94
AH Realty Trust
AHRT
$536M
– –
-10,000
Closed -$165K
AMGN icon
95
Amgen
AMGN
$203B
– –
-4,215
Closed -$777K
AMLP icon
96
Alerian MLP ETF
AMLP
$12.7B
– –
-3,818
Closed -$188K
ANDE icon
97
Andersons Inc
ANDE
$2.54B
– –
-105,500
Closed -$2.87M
AQMS icon
98
Aqua Metals
AQMS
$9.78M
– –
-126
Closed -$42K
AVGO icon
99
Broadcom
AVGO
$1.82T
– –
-11,010
Closed -$317K
AWK icon
100
American Water Works
AWK
$26.3B
– –
-2,600
Closed -$302K
2 3
4
5 6

Similar funds

RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
Turas Capital Management Boston, Massachusetts $392M AUM
AC
Arjuna Capital Durham, North Carolina $393M AUM 20.42% 1-Year Est. Return

Wellington Shields & Co's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields & Co held 235 positions worth $64.7M, down 69% from $212M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Wellington Shields & Co withdrew a net $148M in Q3 2019, closing 144 positions and reducing 27 holdings. Its most notable exit was Illumina, an estimated $26.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 6.3% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields & Co opened a new position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund worth $4.83M.

  • Wellington Shields & Co's largest Q3 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 47,500 shares worth $4.83M.
  • Wellington Shields & Co added most to Alibaba in Q3 2019, an estimated $1.38M increase.
  • Wellington Shields & Co's biggest Q3 2019 reduction was Microsoft, cutting an estimated $8.53M.
  • Wellington Shields & Co fully exited Illumina in Q3 2019, selling an estimated $26.3M.
  • Wellington Shields & Co's ten largest holdings make up 32% of its $64.7M portfolio in Q3 2019.
  • Wellington Shields & Co opened 58 new positions and closed 144 in Q3 2019.
  • Wellington Shields & Co's portfolio value fell 69% quarter-over-quarter to $64.7M.

Based on Wellington Shields & Co's 13F filing for Q3 2019, filed 5 Nov 2019.