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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
-12.36%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$132M
AUM Growth
-$168M
Cap. Flow
-$155M
Cap. Flow %
-117.17%
Top 10 Hldgs %
58.11%
Holding
114
New
4
Increased
9
Reduced
33
Closed
18

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$346K
2
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$298K
3
FXEN
FX ENERGY INC
FXEN
+$275K
4
VVC
Vectren Corporation
VVC
+$195K
5
PBCT
People's United Financial Inc
PBCT
+$194K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$148M
2
PNC icon
PNC Financial Services
PNC
+$564K
3
BAX icon
Baxter International
BAX
+$530K
4
HAL icon
Halliburton
HAL
+$517K
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$373K

Sector Composition

Rank Sector Weight
1 Healthcare 39.91%
2 Technology 17.39%
3 Industrials 11.99%
4 Consumer Staples 8.08%
5 Communication Services 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
76
DELISTED
Tiffany & Co.
TIF
$247K 0.19%
3,200
– –
KMB icon
77
Kimberly-Clark
KMB
$36B
$240K 0.18%
2,200
– –
CAT icon
78
Caterpillar
CAT
$398B
$229K 0.17%
3,500
– –
GEF.B icon
79
Greif Class B
GEF.B
$3.49B
$228K 0.17%
5,900
-500
-8% -$20K
D icon
80
Dominion Energy
D
$61.9B
$223K 0.17%
3,167
– –
WMB icon
81
Williams Companies
WMB
$90.7B
$221K 0.17%
6,000
-325
-5% -$16.2K
COP icon
82
ConocoPhillips
COP
$141B
$218K 0.16%
4,550
– –
MTB icon
83
M&T Bank
MTB
$36.2B
$210K 0.16%
1,723
– –
FCX icon
84
Freeport-McMoran
FCX
$84.5B
$203K 0.15%
20,900
-700
-3% -$8.4K
VVC
85
DELISTED
Vectren Corporation
VVC
$202K 0.15%
+4,798
New +$195K
PBCT
86
DELISTED
People's United Financial Inc
PBCT
$192K 0.15%
+12,207
New +$194K
ADAM
87
Adamas Trust
ADAM
$793M
$99K 0.07%
4,500
+250
+6% +$6.93K
BONT
88
DELISTED
Bon-Ton Stores Inc/The
BONT
$80K 0.06%
25,500
– –
FTR
89
DELISTED
Frontier Communications Corp.
FTR
$57K 0.04%
801
– –
VASO
90
DELISTED
VASOMEDICAL INC
VASO
$2K ﹤0.01%
11,000
– –
BAC icon
91
Bank of America
BAC
$424B
– –
-13,131
Closed -$223K
BNY
92
Bank of New York Mellon
BNY
$108B
– –
-5,098
Closed -$214K
CVS icon
93
CVS Health
CVS
$137B
– –
-1,909
Closed -$200K
DVN icon
94
Devon Energy
DVN
$50.5B
– –
-3,800
Closed -$226K
F icon
95
Ford
F
$55.7B
– –
-13,450
Closed -$202K
GILD icon
96
Gilead Sciences
GILD
$165B
– –
-1,900
Closed -$222K
HAL icon
97
Halliburton
HAL
$29.3B
– –
-12,000
Closed -$517K
ITW icon
98
Illinois Tool Works
ITW
$78.2B
– –
-2,400
Closed -$220K
MCK icon
99
McKesson
MCK
$97.3B
– –
-1,075
Closed -$242K
SXT icon
100
Sensient Technologies
SXT
$4.67B
– –
-3,000
Closed -$205K
1 2 3
4
5

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DCM
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HFM
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EC
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HBWM
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BWM
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WSWA
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IPW
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Wellington Shields & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Wellington Shields & Co held 114 positions worth $132M, down 56% from $300M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Wellington Shields & Co withdrew a net $155M in Q3 2015, closing 18 positions and reducing 33 holdings. Its most notable exit was Halliburton, an estimated $517K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 40% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, Wellington Shields & Co opened a new position in Kraft Heinz worth $323K.

  • Wellington Shields & Co's largest Q3 2015 buy was Kraft Heinz: 4,583 shares worth $323K.
  • Wellington Shields & Co added most to FX ENERGY INC in Q3 2015, an estimated $275K increase.
  • Wellington Shields & Co's biggest Q3 2015 reduction was Flowers Foods, cutting an estimated $148M.
  • Wellington Shields & Co fully exited Halliburton in Q3 2015, selling an estimated $517K.
  • Wellington Shields & Co's ten largest holdings make up 58% of its $132M portfolio in Q3 2015.
  • Wellington Shields & Co opened 4 new positions and closed 18 in Q3 2015.
  • Wellington Shields & Co's portfolio value fell 56% quarter-over-quarter to $132M.

Based on Wellington Shields & Co's 13F filing for Q3 2015, filed 24 Nov 2015.