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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+17.96%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$148M
AUM Growth
+$21.4M
Cap. Flow
+$1.5M
Cap. Flow %
1.01%
Top 10 Hldgs %
55.66%
Holding
120
New
8
Increased
35
Reduced
29
Closed
4

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$534K
2
GEO icon
The GEO Group
GEO
+$356K
3
BX icon
Blackstone
BX
+$234K
4
SE
Spectra Energy Corp Wi
SE
+$211K
5
CMCSA icon
Comcast
CMCSA
+$203K

Top Sells

Rank Stock Value
1
AES.PRC.CL
AES Corporation Class C Preferred
AES.PRC.CL
+$877K
2
ACTG icon
Acacia Research
ACTG
+$316K
3
C.PRR
CITIGROUP CAPITAL X CAP SECS-TRUPS
C.PRR
+$200K
4
UEIC icon
Universal Electronics
UEIC
+$91.4K
5
UEC icon
Uranium Energy
UEC
+$84.7K

Sector Composition

Rank Sector Weight
1 Healthcare 36.89%
2 Technology 16.43%
3 Industrials 9.35%
4 Energy 7.7%
5 Consumer Staples 7.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
76
Norfolk Southern
NSC
$78.8B
$320K 0.22%
3,450
+250
+8% +$21.5K
TIF
77
DELISTED
Tiffany & Co.
TIF
$297K 0.2%
3,200
– –
NEE icon
78
NextEra Energy
NEE
$187B
$291K 0.2%
13,600
+2,000
+17% +$42.2K
COP icon
79
ConocoPhillips
COP
$147B
$286K 0.19%
4,050
– –
FLR icon
80
Fluor
FLR
$7.29B
$267K 0.18%
3,330
+250
+8% +$19.1K
BX icon
81
Blackstone
BX
$104B
$265K 0.18%
+8,566
New +$234K
OKE icon
82
Oneok
OKE
$58.7B
$249K 0.17%
4,569
– –
WMB icon
83
Williams Companies
WMB
$90.5B
$245K 0.17%
6,350
+650
+11% +$23.4K
TR icon
84
Tootsie Roll Industries
TR
$2.82B
$233K 0.16%
10,494
– –
DTE icon
85
DTE Energy
DTE
$31.1B
$232K 0.16%
4,113
– –
INTC icon
86
Intel
INTC
$466B
$232K 0.16%
8,952
+200
+2% +$4.84K
CAG icon
87
Conagra Brands
CAG
$7.07B
$229K 0.15%
8,738
– –
MSI icon
88
Motorola Solutions
MSI
$69.4B
$229K 0.15%
3,394
-100
-3% -$6.38K
ACTG icon
89
Acacia Research
ACTG
$450M
$226K 0.15%
15,542
-20,000
-56% -$316K
SLB icon
90
SLB Ltd
SLB
$77.8B
$225K 0.15%
2,500
– –
DDD icon
91
3D Systems Corp
DDD
$420M
$223K 0.15%
+2,400
New +$168K
CMCSA icon
92
Comcast
CMCSA
$79.1B
$219K 0.15%
+8,432
New +$203K
SE
93
DELISTED
Spectra Energy Corp Wi
SE
$218K 0.15%
+6,117
New +$211K
KRFT
94
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$213K 0.14%
3,958
– –
SDRL
95
DELISTED
Seadrill Limited Common Stock
SDRL
$208K 0.14%
19
-1
-5% -$11.8K
DVN icon
96
Devon Energy
DVN
$51.9B
$204K 0.14%
+3,300
New +$202K
L icon
97
Loews
L
$24.3B
$203K 0.14%
+4,200
New +$201K
ITW icon
98
Illinois Tool Works
ITW
$81.4B
$202K 0.14%
+2,400
New +$189K
ADAM
99
Adamas Trust
ADAM
$777M
$94K 0.06%
3,375
+125
+4% +$3.35K
FTR
100
DELISTED
Frontier Communications Corp.
FTR
$54K 0.04%
781
-43
-5% -$2.94K
1 2 3
4
5

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DCM
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EC
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HBWM
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BWM
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IPW
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TCM
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AC
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Wellington Shields & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Wellington Shields & Co held 120 positions worth $148M, up 17% from $126M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Wellington Shields & Co's Q4 2013 filing shows 8 new, 35 increased, 29 reduced and 4 closed positions. Its largest new stake was Blackstone: 8,566 shares worth $265K. The largest sale was AES Corporation Class C Preferred, an estimated $877K.

By sector, the portfolio is most concentrated in Healthcare at 37% of assets, up from 33% a quarter earlier, followed by Technology and Industrials.

  • Wellington Shields & Co's largest Q4 2013 buy was Blackstone: 8,566 shares worth $265K.
  • Wellington Shields & Co added most to Microsoft in Q4 2013, an estimated $534K increase.
  • Wellington Shields & Co's biggest Q4 2013 reduction was Acacia Research, cutting an estimated $316K.
  • Wellington Shields & Co fully exited AES Corporation Class C Preferred in Q4 2013, selling an estimated $877K.
  • Wellington Shields & Co's ten largest holdings make up 56% of its $148M portfolio in Q4 2013.
  • Wellington Shields & Co opened 8 new positions and closed 4 in Q4 2013.
  • Wellington Shields & Co's portfolio value rose 17% quarter-over-quarter to $148M.

Based on Wellington Shields & Co's 13F filing for Q4 2013, filed 11 Feb 2014.