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WSC

Wellington Shields & Co Portfolio holdings

AUM $392M
1-Year Est. Return 30.65%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+30.65%
3 Year Est. Return
+75.6%
5 Year Est. Return
+100.7%
10 Year Est. Return
+459.98%
AUM
$126M
AUM Growth
+$123M
Cap. Flow
+$4.06M
Cap. Flow %
3.21%
Top 10 Hldgs %
53.6%
Holding
132
New
10
Increased
34
Reduced
18
Closed
20

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$1.12M
2
PFE icon
Pfizer
PFE
+$438K
3
XOM icon
ExxonMobil
XOM
+$397K
4
GE icon
GE Aerospace
GE
+$342K
5
AAPL icon
Apple
AAPL
+$313K

Top Sells

Rank Stock Value
1
EFX icon
Equifax
EFX
+$695K
2
UEC icon
Uranium Energy
UEC
+$677K
3
SPNC
Spectranetics Corp
SPNC
+$339K
4
ILMN icon
Illumina
ILMN
+$275K
5
VOD icon
Vodafone
VOD
+$86.8K

Sector Composition

Rank Sector Weight
1 Healthcare 33.07%
2 Technology 17.34%
3 Industrials 9.65%
4 Consumer Staples 7.77%
5 Energy 7.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
76
Aflac
AFL
$64.5B
$313K 0.25%
10,112
-500
-5% -$15.1K
CAT icon
77
Caterpillar
CAT
$391B
$304K 0.24%
3,650
-453
-11% -$38.3K
COP icon
78
ConocoPhillips
COP
$143B
$282K 0.22%
+4,050
New +$270K
NSC icon
79
Norfolk Southern
NSC
$77.9B
$248K 0.2%
3,200
– –
TIF
80
DELISTED
Tiffany & Co.
TIF
$245K 0.19%
3,200
– –
SDRL
81
DELISTED
Seadrill Limited Common Stock
SDRL
$239K 0.19%
+20
New +$236K
NEE icon
82
NextEra Energy
NEE
$186B
$232K 0.18%
11,600
– –
DTE icon
83
DTE Energy
DTE
$30.9B
$231K 0.18%
4,113
– –
SLB icon
84
SLB Ltd
SLB
$77.7B
$221K 0.17%
+2,500
New +$205K
TR icon
85
Tootsie Roll Industries
TR
$2.86B
$220K 0.17%
10,494
– –
FLR icon
86
Fluor
FLR
$7.11B
$219K 0.17%
+3,080
New +$200K
OKE icon
87
Oneok
OKE
$57.1B
$213K 0.17%
+4,569
New +$198K
KRFT
88
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$208K 0.16%
3,958
– –
MSI icon
89
Motorola Solutions
MSI
$70.1B
$207K 0.16%
3,494
-328
-9% -$18.9K
WMB icon
90
Williams Companies
WMB
$87.2B
$207K 0.16%
+5,700
New +$200K
CAG icon
91
Conagra Brands
CAG
$7.27B
$206K 0.16%
8,738
– –
INTC icon
92
Intel
INTC
$452B
$201K 0.16%
+8,752
New +$202K
C.PRR
93
DELISTED
CITIGROUP CAPITAL X CAP SECS-TRUPS
C.PRR
$200K 0.16%
+8,000
New +$200K
UEC icon
94
Uranium Energy
UEC
$4.83B
$137K 0.11%
61,000
-295,000
-83% -$677K
ADAM
95
Adamas Trust
ADAM
$793M
$81K 0.06%
3,250
+750
+30% +$18.9K
FTR
96
DELISTED
Frontier Communications Corp.
FTR
$52K 0.04%
824
+61
+8% +$3.97K
AMSC icon
97
American Superconductor
AMSC
$1.44B
$47K 0.04%
2,010
– –
BTG icon
98
B2Gold
BTG
$5.16B
$31K 0.02%
12,500
-3,000
-19% -$8.12K
VASO
99
DELISTED
VASOMEDICAL INC
VASO
$3K ﹤0.01%
11,000
– –
PLC
100
DELISTED
PLC SYSTEMS INC
PLC
$1K ﹤0.01%
11,900
– –
1 2 3
4
5

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RC
Riposte Capital New York $392M AUM 69.08% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $392M AUM 108.45% 1-Year Est. Return
EC
Euclidean Capital New York $392M AUM 31.85% 1-Year Est. Return
HBWM
Hollow Brook Wealth Management Katonah, New York $392M AUM 36.68% 1-Year Est. Return
BWM
Buckley Wealth Management Las Vegas, Nevada $392M AUM 28.21% 1-Year Est. Return
IPW
Inlet Private Wealth Jupiter, Florida $392M AUM 25.74% 1-Year Est. Return
TCM
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AC
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Wellington Shields & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields & Co held 132 positions worth $126M, up 3,726% from $3.31M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Wellington Shields & Co deployed $4.06M of net new capital in Q3 2013, opening 10 new positions and adding to 34 existing holdings. Its largest new stake was Valero Energy: 31,800 shares worth $1.09M.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 1.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Equifax, an estimated $695K trimmed.

  • Wellington Shields & Co's largest Q3 2013 buy was Valero Energy: 31,800 shares worth $1.09M.
  • Wellington Shields & Co added most to Pfizer in Q3 2013, an estimated $438K increase.
  • Wellington Shields & Co's biggest Q3 2013 reduction was Equifax, cutting an estimated $695K.
  • Wellington Shields & Co fully exited Enbridge Energy Partners in Q3 2013, selling an estimated $3.09K.
  • Wellington Shields & Co's ten largest holdings make up 54% of its $126M portfolio in Q3 2013.
  • Wellington Shields & Co opened 10 new positions and closed 20 in Q3 2013.
  • Wellington Shields & Co's portfolio value rose 3,726% quarter-over-quarter to $126M.

Based on Wellington Shields & Co's 13F filing for Q3 2013, filed 15 Nov 2013.